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| Relational Investors LLC
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|---|---|
| CRD # | 107969 |
| SEC # | 801-55028 |
| CIK # | 0001047644 |
| AUM | |
| Employees | 12 (50% Investors, 0% Brokers) |
| Phone | 858-704-3333 |
| Address | 12400 High Bluff Dr San Diego, CA 92130 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Relational Co-Investment Fund I LP | [2013-11-19] | 125.0 M | 117.8 M |
| Filed 2013-07-03 (D) · Exemption 506, 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Relational Investors XXIV LP | [2013-11-19] | 15.0 M | 7.6 M |
| Filed 2013-07-03 (D) · Exemption 506, 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Relational Coast Partners LP | 2012-03-28 | 96.3 M | |
| HF | Relational Fund Partners LP | 2012-03-28 | 8.1 M | |
| HF | Relational Investors Alpha Fund I LP | [2012-03-28] | 250.0 M | 289.8 M |
| Filed 2009-04-27 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $25,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Relational Investors IX LP | 2012-03-28 | 122.6 M | |
| HF | Relational Investors LP | 2012-03-28 | 846.4 M | |
| HF | Relational Investors Mid-Cap Fund II LP | [2012-03-28] | 695.7 M | |
| HF | Relational Investors Mid-Cap Fund I LP | [2012-03-28] | 599.9 M | |
| HF | Relational Investors VIII LP | 2012-03-28 | 1,171.3 M | |
| HF | Relational Investors X LP | 2012-03-28 | 125.2 M | |
| HF | Relational Investors XVI LP | 2012-03-28 | 50.9 M | |
| HF | Relational Investors XV LP | 2012-03-28 | 86.4 M | |
| HF | Relational Investors XXIII LP | [2012-03-28] | 109.2 M | |
| HF | Relational Investors XXII LP | [2012-03-28] | 4.5 M | |
| HF | Relational Investors XX LP | [2012-03-28] | 77.3 M | |
| HF | RH Fund 1 LP | 2012-03-28 | 74.1 M | |
| HF | RH Fund 6 LP | 2012-03-28 | 296.3 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 15 | 2.9 |
| By Discretionary | ||
| Discretionary | 15 | 2.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 15 | 2.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.9 | |
| Total | 15 | 2.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| David Demarest | Executive Officer | 3 | 3 | |
| David Batchelder | Executive Officer | 3 | 2 | |
| Relational Investors LLC | Executive Officer | 3 | 1 | |
| Ralph Whitworth | Executive Officer | 1 | 1 | |
| Relational Investors Alpha Fund I GP LLC | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001047644] | |
| 3 | [0001047644] | |
| 4 | [0001047644] | |
| SC 13D | [0001047644] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $3.6B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Magnum Hunter Resources Corp | |
| Batchelder David H | |
| Relational Investors LLC | |
| Whitworth Ralph V | |
| PMC Sierra Inc | |
| Guaranty Bancorp | |
| SPX Corp |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Magnum Hunter Resources Corp MHR
Common Stock
|
2015-06-22 | Sell | 1,165,590 | $1.41 | 1,643,482 |
|
Magnum Hunter Resources Corp MHR
Common Stock
|
2015-06-19 | Sell | 1,985,761 | $1.27 | 2,521,916 |
|
Magnum Hunter Resources Corp MHR
Common Stock
|
2015-06-18 | Sell | 1,002,584 | $1.29 | 1,293,333 |
|
Magnum Hunter Resources Corp MHR
Common Stock
|
2015-06-17 | Sell | 1,880,093 | $1.31 | 2,462,922 |
|
Magnum Hunter Resources Corp MHR
Common Stock
|
2015-06-16 | Sell | 729,579 | $1.24 | 904,678 |
|
Magnum Hunter Resources Corp MHR
Common Stock
|
2015-06-15 | Sell | 791,586 | $1.28 | 1,013,230 |
|
Magnum Hunter Resources Corp MHR
Common Stock
|
2015-06-12 | Sell | 1,275,000 | $1.28 | 1,632,000 |
|
Magnum Hunter Resources Corp MHR
Common Stock
|
2015-06-11 | Sell | 669,807 | $1.39 | 931,032 |
|
PMC Sierra Inc PMCS
Common Stock
|
2015-05-14 | Sell | 5,500,348 | $8.16 | 44,882,840 |
|
Guaranty Bancorp GBNK
Voting Common Stock
|
2015-04-24 | Sell | 3,518,400 | $15.25 | 53,655,600 |
|
Magnum Hunter Resources Corp MHR
Warrant (right to buy) · derivative
|
2015-04-03 | Other | 2,142,858 | $0.00 | |
|
SPX Corp SPW
Common Stock
|
2015-01-14 | Sell | 230,446 | $81.70 | 18,827,438 |
|
SPX Corp SPW
Common Stock
|
2014-11-25 | Sell | 215,926 | $93.45 | 20,178,285 |
|
SPX Corp SPW
Common Stock
|
2014-11-24 | Sell | 177,167 | $93.35 | 16,538,539 |
|
SPX Corp SPW
Common Stock
|
2014-11-21 | Sell | 83,334 | $93.40 | 7,783,396 |
|
SPX Corp SPW
Common Stock
|
2014-11-21 | Sell | 13,141 | $94.39 | 1,240,379 |
|
SPX Corp SPW
Common Stock
|
2014-11-18 | Sell | 46,468 | $93.48 | 4,343,829 |
|
SPX Corp SPW
Common Stock
|
2014-11-14 | Sell | 6,700 | $93.00 | 623,100 |
|
SPX Corp SPW
Common Stock
|
2014-11-11 | Sell | 398,328 | $93.09 | 37,080,354 |
|
SPX Corp SPW
Common Stock
|
2014-11-10 | Sell | 194,550 | $93.08 | 18,108,714 |
| showing 20 of 67 most recent transactions | |||||