|
⚲
|
| Richards Merrill & Peterson Inc
✚
|
|
|---|---|
| CRD # | 713 |
| SEC # | 801-113034 |
| CIK # | |
| AUM | $290.0 MM (2023-03-28) |
| Employees | 7 (86% Investors, 100% Brokers) |
| Phone | 509-624-3174 |
| Address | 612 West Main Street Spokane, WA 99201-0645 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 640 | 97.3 |
| (b) Individuals (high net worth individuals) | 179 | 136.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 39.3 |
| (h) Charitable organizations | 0 | 16.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 828 | 290.0 |
| By Discretionary | ||
| Discretionary | 593 | 166.4 |
| Non-Discretionary | 235 | 123.6 |
| Total | 828 | 290.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 290.0 | |
| Total | 828 | 290.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Soundview Advisors Inc
✚
|
WA | 0.3 |
|
Helen Stephens Group LLC
✚
|
TX | 0.3 |
|
Mirabilis Management Company LLC
✚
|
CA | 0.3 |
|
Byrne Financial Freedom LLC
✚
|
MA | 0.3 |
|
Geneva Partners LLC
✚
|
WI | 0.3 |
|
Holistic Financial Partners LLC
✚
|
IN | 0.3 |
|
Spielberger & Brooks Inc
✚
|
NY | 0.3 |
|
Successful Portfolios LLC
✚
|
FL | 0.3 |
|
Bernardi Asset Management LLC
✚
|
IL | 0.3 |
|
Newton One Investments LLC
✚
|
DE | 0.3 |