|
⚲
|
| Keyboard |
| Rimrock Capital Management LLC
✚
|
|
|---|---|
| CRD # | 120410 |
| SEC # | 801-65109 |
| CIK # | 0001766625 |
| AUM | 3,851.6 M (2026-04-30) |
| Employees | 26 (35% Investors, 15% Brokers) |
| Phone | 949-381-7800 |
| Address | 100 Innovation Drive Irvine, CA 92617-3040 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Tilray Inc | 0.0 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | OSO Strategic Income Fund | 2025-08-26 | 67.1 M | |
| HF | Rimrock Total Return Strategies Fund Ltd | [2022-03-21] | 15.0 M | 29.8 M |
| Filed 2022-12-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock Total Return Strategies Fund II Ltd | [2018-11-08] | 86.4 M | 80.0 M |
| Filed 2019-12-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock Total Return Strategies Fund I Ltd | [2017-06-19] | 22.3 M | 21.7 M |
| Filed 2017-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock Global Credit Master Fund Ltd | [2015-04-01] | 7.5 M | 8.0 M |
| Filed 2016-01-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock Capital Markets Opportunities Fund LP | [2014-03-03] | 8.8 M | 8.8 M |
| Filed 2014-04-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock Series of Copperstone Multi Series IDF LP | [2014-03-03] | 23.3 M | 17.9 M |
| Filed 2016-09-21 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue $5,000,001 - $25,000,000 | ||||
| HF | Rimrock Strategic Income Fund Ltd | [2014-03-03] | 458.9 M | 585.6 M |
| Filed 2020-12-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock Low Volatility QP JPY Trust | 2012-05-10 | ||
| HF | Rimrock Northside Special Fund LP | [2012-05-10] | ||
| Filed 2012-03-28 (D) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock Structured Product Cayman Fund Ltd | [2012-05-10] | 355.7 M | |
| Filed 2020-12-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock Structured Product Fund LP | [2012-05-10] | 187.3 M | 9.2 M |
| Filed 2020-12-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock Structured Product Master Fund Ltd | [2012-05-10] | 187.3 M | 192.3 M |
| Filed 2020-12-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | High Quality ABS Opportunities Cayman Fund III Ltd | 2012-03-28 | 53.1 M | |
| HF | High Quality ABS Opportunities Master Fund III Ltd | 2012-03-28 | 159.8 M | |
| HF | High Quality ABS Opportunties Fund LP | 2012-03-28 | 32.6 M | |
| HF | Rimrock High Income Plus Cayman Fund Ltd | [2012-03-28] | 3,114.2 M | 295.0 M |
| Filed 2020-12-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock High Income Plus Fund LP | [2012-03-28] | 345.0 M | 175.3 M |
| Filed 2020-12-16 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock High Income Plus Master Fund Ltd | [2012-03-28] | 1,032.5 M | 1,418.7 M |
| Filed 2025-12-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock High Income Plus QP Fund | [2012-03-28] | 1,032.5 M | 224.0 M |
| Filed 2025-12-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock Low Volatility Cayman Fund Ltd | [2012-03-28] | 161.3 M | 87.7 M |
| Filed 2020-12-16 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock Low Volatility Fund LP | [2012-03-28] | 75.6 M | 35.7 M |
| Filed 2020-12-16 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock Low Volatility Master Fund Ltd | [2012-03-28] | 75.6 M | 194.4 M |
| Filed 2020-12-16 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock Low Volatility Master Fund Ltd | [2012-03-28] | 271.4 M | 569.1 M |
| Filed 2020-12-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock Low Volatility QP Cayman Fund Ltd | [2012-03-28] | 271.4 M | 68.5 M |
| Filed 2020-12-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rimrock Low Volatility QP Fund LP | [2012-03-28] | 210.9 M | 24.7 M |
| Filed 2020-12-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 16 | 2.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 6 | 1.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 22 | 3.9 |
| By Discretionary | ||
| Discretionary | 22 | 3.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 22 | 3.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 3.0 | |
| United States Persons | 0.8 | |
| Total | 22 | 3.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Robert de Leon | Executive Officer | 38 | 3 | |
| Donald Carter | Executive Officer | 6 | 3 | |
| Chris Sullivan | Director | 70 | 2 | |
| Steve Foulke | Director, Executive Officer | 41 | 2 | |
| Rimrock Capital Management LLC | Executive Officer, Promoter | 40 | 2 | |
| Paul Westhead | Director, Executive Officer | 39 | 2 | |
| Barbara Crowell | Executive Officer | 37 | 2 | |
| James Berens | Director | 23 | 2 | |
| Scott Dubchansky | Executive Officer | 22 | 2 | |
| Chris Chester | Director, Executive Officer | 19 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001766625] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.5B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | WBUJYYH7ZD81ZPZ6UK98 |
| Comparable Firms | State | AUM |
|---|---|---|
|
Shaolin Capital Management LLC
✚
|
FL | 3,893.4 M |
|
140 Summer Partners LP
✚
|
NY | 3,871.9 M |
|
Ionic Capital Management LLC
✚
|
NY | 3,865.4 M |
|
Attucks Asset Management LLC
✚
|
IL | 3,860.0 M |
|
Tages Capital LLP
✚
|
3,851.9 M | |
|
Spearhead Administrative Services LLC
✚
|
DE | 3,827.9 M |
|
Avala Global LP
✚
|
NY | 3,820.7 M |
|
Watermark Group Inc
✚
|
NJ | 3,819.6 M |
|
Scopus Asset Management LP
✚
|
NY | 3,818.6 M |
|
Grandeur Peak Global Advisors LLC
✚
|
UT | 3,802.0 M |