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Riverrock Asset Management LLC
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CRD # | 147691 |
SEC # | 801-127848 |
CIK # | |
AUM | $148.3 MM (2024-07-26) |
Employees | 7 (100% Investors, 0% Brokers) |
Phone | 713-375-1300 |
Address | 500 W 2nd Street Austin, TX 78701 |
Source | [IAPD] [Website] [LinkedIn] |
Total AUM ($MM) |
---|
Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
Other | Riverrock Longevity Fund I LP | [2024-01-30] | 0.0 | 5.3 |
Other | RRIF VII LP | [2023-03-31] | 44.7 | 61.3 |
Other | RRIF VI LP - QC Series 2 | [2023-03-31] | 107.2 | 27.7 |
Other | RRIF VI LP - QP Series 1 | [2023-03-31] | 107.2 | 53.9 |
Other | RRIF V LP | [2023-03-31] | 11.9 | 5.6 |
AUM Breakdown | Accounts | AUM ($MM) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 0 | 0.0 |
(b) Individuals (high net worth individuals) | 0 | 0.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 4 | 148.3 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 4 | 148.3 |
By Discretionary | ||
Discretionary | 4 | 148.3 |
Non-Discretionary | 0 | 0.0 |
Total | 4 | 148.3 |
By Non-United States Persons | ||
Non-United States Persons | 66.7 | |
United States Persons | 81.7 | |
Total | 4 | 148.3 |
Form D Directors | # Filings | # Firms | 2011 - 2024 | |
---|---|---|---|---|
James Hickey | 24 | |||
Jay Jackson | 11 | |||
Anthony Annino | 3 | |||
Anna Bailey | 3 | |||
Valerie Coffey | 2 | |||
GP Sole Owner Riverrock Trust LLC | 1 | |||
Darryl Glatthorn | 1 | |||
Riverrock Longevity Fund I GP LLC | 1 | |||
General Partner Rrim V LLC | 1 | |||
Sole Owner of General Partner Riverrock Trust LLC | 1 | |||
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