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| Riverrock Asset Management LLC
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| CRD # | 147691 |
| SEC # | 801-127848 |
| CIK # | |
| AUM | $126.0 M (2025-03-31) |
| Employees | 5 (100% Investors, 0% Brokers) |
| Phone | 713-375-1300 |
| Address | 7204 Navigation Blvd Houston, TX 77011 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Riverrock Longevity Fund I LP | [2024-01-30] | 0.0 | 4.7 |
| Other | RRIF VII LP | [2023-03-31] | 44.7 | 55.8 |
| Other | RRIF VI LP - QC Series 2 | [2023-03-31] | 107.2 | 22.4 |
| Other | RRIF VI LP - QP Series 1 | [2023-03-31] | 107.2 | 43.2 |
| Other | RRIF V LP | [2023-03-31] | 11.9 | 5.6 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 126.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 126.0 |
| By Discretionary | ||
| Discretionary | 4 | 126.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 126.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 28.3 | |
| United States Persons | 97.8 | |
| Total | 4 | 126.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| James Hickey | 24 | |||
| Jay Jackson | 15 | |||
| Anthony Annino | 3 | |||
| Anna Bailey | 3 | |||
| Valerie Coffey | 2 | |||
| GP Sole Owner Riverrock Trust LLC | 1 | |||
| Sole Owner of General Partner Riverrock Trust LLC | 1 | |||
| General Partner Rrim V LLC | 1 | |||
| General Partner Rrim VI LLC | 1 | |||
| Riverrock Longevity Fund I GP LLC | 1 | |||
| View All | ||||
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