Riverwest Investment Management LLC

Item 5. Fees and Compensation:
RiverWest receives a management fee based on assets under management for its investment advisory services. Fees are
negotiable and will be outlined in the relevant client’s IMA.
Management fees are calculated quarterly and may be paid in advance or arrears. RiverWest will send each client an
invoice with the Firm’s calculation of the management fee for the client’s review and payment. To the extent that any
client is charged fees in advance, any unearned fees will be refunded to the client if the advisory contract is terminated
before the end of the billing period, based on the number of days remaining in the period.
All clients bear their own operating costs and are responsible for fees and expenses, in addition to the fees paid to
RiverWest. Fees and expenses include, but are not limited to, investment-related expenses (including exchange and
brokerage commissions, clearing and settlement charges, custodial fees, and interest expenses), fees related to investing
with third-party managers, and legal, tax and, audit expenses.
For more information on the Firm’s brokerage practices, please refer to Item 12 in this brochure.

Item 7. Types of Clients
As stated in Item 4, RiverWest provides investment advisory services to institutional clients, typically through SMA
structures.
The Firm has not currently established any investment minimum for its clients; however, all clients will be accredited
investors as defined in Regulation D under the Securities Act of 1933.
The establishment of any client account is subject to the sole discretion of the Firm, which considers a variety of
factors, including, but not limited to, the nature of the client, the proposed investment strategy, and operational
or regulatory considerations. The Firm will not provide advisory services to retail clients.