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| Riverwood Capital Management LP
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|---|---|
| CRD # | 158267 |
| SEC # | 801-73624 |
| CIK # | 0001550599, 0001550602 |
| AUM | 6,166.0 M (2026-03-31) |
| Employees | 51 (55% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 650-618-7300 |
| Address | 70 Willow Road Menlo Park, CA 94025 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| VTEX | 39.8 | ||
| Social Capital Hedosophia Holdings Corp V | 0.1 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Riverwood Capital Partners IV Parallel - B LP | [2023-03-31] | 1,478.0 M | 324.1 M |
| Filed 2022-07-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Riverwood Capital Partners Latam II LP | [2023-03-31] | 1,717.4 M | 329.9 M |
| Filed 2023-07-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Riverwood Capital Partners IV LP | [2022-03-30] | 1,478.0 M | 790.3 M |
| Filed 2022-07-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Riverwood Capital Partners IV Parallel - A LP | [2022-03-30] | 1,478.0 M | 566.6 M |
| Filed 2022-07-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Riverwood Capital Partners III Parallel - A LP | [2021-03-31] | 1,314.3 M | 267.4 M |
| Filed 2020-08-21 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Riverwood Shoreline LP | [2021-03-31] | 214.4 M | |
| Filed 2020-12-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Riverwood Capital Partners III LP | [2019-03-25] | 1,156.2 M | 1,280.6 M |
| Filed 2020-03-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $798,750 · Revenue Decline to Disclose | ||||
| PE | Riverwood Capital Partners III Parallel - B LP | [2019-03-25] | 1,156.2 M | 443.7 M |
| Filed 2020-03-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $798,750 · Revenue Decline to Disclose | ||||
| PE | Riverwood Capital Partners Latam LP | [2019-03-25] | 1,156.2 M | 274.5 M |
| Filed 2020-03-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $798,750 · Revenue Decline to Disclose | ||||
| PE | Riverwood Capital LLC | 2015-03-30 | 47.2 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 14 | 6.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 14 | 6.2 |
| By Discretionary | ||
| Discretionary | 13 | 6.0 |
| Non-Discretionary | 1 | 0.2 |
| Total | 14 | 6.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 6.0 | |
| United States Persons | 0.2 | |
| Total | 14 | 6.2 |
| Limited Partners | 2011 - 2026 |
|---|---|
| California Public Employees' Retirement System | |
| California State Teachers' Retirement System | |
| The University of Texas/Texas A&M Investment Company |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Michael Marks | Director, Executive Officer | 52 | 3 | |
| Nicholas Brathwaite | Director | 33 | 3 | |
| Jeffrey Parks | Director, Executive Officer | 27 | 2 | |
| Thomas Smach | Director, Executive Officer | 25 | 2 | |
| Francisco Alvarez-Demalde | Director, Executive Officer | 23 | 2 | |
| Christopher Varelas | Director, Executive Officer | 15 | 2 | |
| Riverwood Capital III LP | Promoter | 4 | 1 | |
| Riverwood Capital GP III Ltd | Promoter | 4 | 1 | |
| Riverwood Capital GP Ltd | Promoter | 3 | 1 | |
| Riverwood Capital IV LP | Promoter | 3 | 1 | |
| Riverwood Capital LP | Promoter | 3 | 1 | |
| Riverwood Capital GP IV Ltd | Promoter | 3 | 1 | |
| Riverwood Capital II LP | Promoter | 2 | 1 | |
| Riverwood Capital GP II Ltd | Promoter | 2 | 1 | |
| Riverwood Capital Latam II LP | Promoter | 1 | 1 | |
| Rwcp Capital LP | Promoter | 1 | 1 | |
| Rwcp Capital GP Ltd | Promoter | 1 | 1 | |
| Rcv Capital LP | Promoter | 1 | 1 | |
| Riverwood Capital Latam GP Ltd | Promoter | 1 | 1 | |
| Riverwood Capital Latam GP II Ltd | Promoter | 1 | 1 | |
| Chistopher Varelas | Director | 1 | 1 | |
| Rcv Capital GP Ltd | Promoter | 1 | 1 | |
| Riverwood Capital Latam LP | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001550599] | |
| 3 | [0001550602] | |
| 4 | [0001550602] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.6B |
| Serves | Institutional |
| Fund Types | Private Equity |
| LEI | 25490009UUKSSEUIFN20 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Riverwood Capital GP Ltd | |
| Lighting Science Group Corp | |
| Riverwood Capital Partners LP | |
| Riverwood Capital LP | |
| LSGC Holdings IIIa LLC |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Lighting Science Group Corp LSCG
Common Stock
|
2017-02-03 | Out-of-money exercise | 554,221 | ||
|
Lighting Science Group Corp LSCG
Call Option (obligation to sell) · derivative
|
2017-02-03 | Out-of-money exercise | 1 | ||
|
Lighting Science Group Corp LSCG
Call Option (obligation to sell) · derivative
|
2017-02-03 | Other | 1 | ||
|
Lighting Science Group Corp LSCG
Call Option (obligation to sell) · derivative
|
2017-02-03 | Other | 1 | ||
|
Lighting Science Group Corp LSCG
Common Stock Warrant (right to buy) · derivative
|
2015-09-11 | Sell | 13,923,100 | ||
|
Lighting Science Group Corp LSCG
Call Option (obligation to sell) · derivative
|
2015-09-11 | Sell | 1 | ||
|
Lighting Science Group Corp LSCG
Series J Conv. Preferred Stock · derivative
|
2015-09-11 | Sell | 5,254 | ||
|
Lighting Science Group Corp LSCG
Common Stock Warrant (right to buy) · derivative
|
2014-01-03 | Buy | 7,579,000 | ||
|
Lighting Science Group Corp LSCG
Common Stock Warrant (right to buy) · derivative
|
2014-01-03 | Other | 6,344,100 | ||
|
Lighting Science Group Corp LSCG
Series J Conv. Preferred Stock, par value $0.001 per share · derivative
|
2014-01-03 | Buy | 2,860 | ||
|
Lighting Science Group Corp LSCG
Series J Conv. Preferred Stock, par value $0.001 per share · derivative
|
2013-09-11 | Buy | 2,394 | $1,000.00 | 2,394,000 |
|
Lighting Science Group Corp LSCG
Series H Conv. Preferred Stock, par value $0.001 per share · derivative
|
2013-09-11 | Other | 45,000 | ||
|
Lighting Science Group Corp LSCG
Series H Conv. Preferred Stock, par value $0.001 per share · derivative
|
2012-06-04 | Other | 3,333 | ||
|
Lighting Science Group Corp LSCG
Series H Conv. Preferred Stock, par value $0.001 per share · derivative
|
2012-06-04 | Other | 1,667 |
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