RIVO Alto Capital Funding LLC

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RIVO Alto Capital Funding LLC ✚
CRD #	162400
SEC #	801-110765
CIK #
AUM
Employees	13 (15% Investors, 0% Brokers)
Fees
Minimum
Phone	305-512-1124
Address	3323 NE 163 Street North Miami Beach, FL 33160
Source	[IAPD] [Website]

Total AUM ($M) Copy

Type	Form D Funds	Date	Sold	AUM
Other	RA Pensam TAVA Waters LLC	2025-05-21		6.5 M
Other	RA Butterfield Investors LLC	2022-03-30		4.0 M
Other	RA Pensam Calamar II LLC	[2022-03-30]	10.0 M	10.0 M
	Offered $10,000,000 · Filed 2019-01-09 (D) · Exemption 506(b) · Minimum $250,000 · Duration One year or less · Revenue Decline to Disclose
Other	RA Pensam Lakeside Investors	2022-03-30		6.0 M
Other	RA Pensam TAVA Waters LLC	2022-03-30		6.5 M
Other	New Wave East 62 LP	[2017-03-23]	15.9 M	11.1 M
	Offered $15,867,761 · Filed 2016-03-21 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
Other	New Wave Lenders Doral LP	[2017-03-23]	15.0 M	0.0 M
	Offered $25,000,000 · Filed 2016-05-27 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $10,000,000 · Duration One year or less · Net Assets Decline to Disclose
Other	NWL 2016 Evergreen LP	[2017-03-23]	172.0 M	333.6 M
	Offered $200,000,000 · Filed 2016-09-19 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $28,000,000 · Duration One year or less · Net Assets Decline to Disclose
Other	NW Sullivan LP	[2017-03-23]	11.8 M	13.7 M
	Offered $11,750,000 · Filed 2016-03-07 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
Other	New Wave Lenders 2015-B LP	[2016-03-24]	61.1 M	15.1 M
	Offered $61,145,000 · Filed 2016-03-21 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
Other	New Wave Lenders 2015 LP	[2016-03-24]	41.5 M	3.3 M
	Offered $41,550,000 · Filed 2016-03-21 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
Other	New Wave Lenders 2014-B LP	[2015-01-27]	39.0 M	18.2 M
	Offered $39,050,000 · Filed 2016-03-21 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
Other	New Wave Lenders 2014 LP	[2015-01-27]	40.9 M	14.3 M
	Offered $40,860,000 · Filed 2016-03-21 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
Other	New Wave Lenders 2013 LP	[2014-01-31]	33.7 M	4.9 M
	Offered $33,720,000 · Filed 2016-03-21 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
Other	New Wave Lenders LP	[2014-01-31]	24.6 M	4.0 M
	Offered $24,600,000 · Filed 2016-03-21 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
Other	2011 RA TLC LLC	2013-12-20		3.5 M
Other	Dolphin Tax Liens LLC	[2013-12-20]	579.9 M	3.0 M
	Filed 2018-12-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $60,297 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	RA TLC 2010 LLC	2013-12-20		2.6 M

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	4	27.6
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	4	27.6
By Discretionary
Discretionary	4	27.6
Non-Discretionary	0	0.0
Total	4	27.6
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		27.6
Total	4	27.6

Form D Directors	Role	# Filings	# Firms
Mark Feldman	Executive Officer	206	6
Joel Eidelstein	Executive Officer	189	2
Rivo Alto Capital Funding LLC	Director	11	2

Firm Profile (Form ADV)
Serves	Institutional

RIVO Alto Capital Funding LLC

Assets, Funds, Holdings