Rocaton Investment Advisors LLC
- Assets, Funds, Holdings
| Message |
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Happy Holidays!! thanks for using AUM13F!!
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| Rocaton Investment Advisors LLC
|
| CRD # | 120451 |
| SEC # | 801-61144 |
| CIK # | 0001758154 |
| AUM |
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| Employees |
31 (81% Investors, 3% Brokers)
|
| Phone | 203-621-1700 |
| Address | 20 Glover Avenue
Norwalk, CT 06850 |
| Source |
[IAPD]
[EDGAR]
[Website] [LinkedIn]
|
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Total AUM ($B)
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|
|
| AUM Breakdown |
Accounts |
AUM ($B) |
| By Client Type |
| (a) Individuals (other than high net worth individuals) |
0
|
0.0 |
| (b) Individuals (high net worth individuals) |
1
|
0.2 |
| (c) Banking or thrift institutions |
0
|
0.0 |
| (d) Investment companies |
0
|
0.0 |
| (e) Business development companies |
0 |
0.0 |
| (f) Pooled investment vehicles |
0 |
0.0 |
| (g) Pension and profit sharing plans |
14 |
11.2 |
| (h) Charitable organizations |
6 |
0.9 |
| (i) State or municipal government entities |
0 |
0.0 |
| (j) Other investment advisers |
0 |
0.0 |
| (k) Insurance companies |
0 |
0.0 |
| (l) Sovereign wealth funds and foreign official institutions |
0 |
0.0 |
| (m) Corporations or other businesses not listed above |
17 |
0.1 |
| (n) Other |
0 |
0.0 |
| Total |
155 |
12.4 |
| By Discretionary |
| Discretionary |
155 |
12.4 |
| Non-Discretionary |
0 |
0.0 |
| Total |
155 |
12.4 |
| By Non-United States Persons |
| Non-United States Persons |
|
0.0 |
| United States Persons |
|
12.4 |
| Total |
155 |
12.4 |
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