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| Rock Harbor Partners LLC
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|
|---|---|
| CRD # | 322545 |
| SEC # | 801-127611 |
| CIK # | |
| AUM | $2.1 BB (2024-03-20) |
| Employees | 3 (100% Investors, 0% Brokers) |
| Phone | 914-215-5873 |
| Address | 1865 Palmer Avenue Larchmont, NY 10538 |
| Source | [IAPD] |
| Total AUM ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 60 | 2.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 61 | 2.1 |
| By Discretionary | ||
| Discretionary | 61 | 2.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 61 | 2.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.1 | |
| Total | 61 | 2.1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Systematic Alpha Investments LLC
✚
|
NJ | 2.3 |
|
Zemenick & Walker Inc
✚
|
MO | 2.2 |
|
Charles D Hyman & Company
✚
|
FL | 2.2 |
|
Nichols & Pratt Advisers LLP
✚
|
MA | 2.2 |
|
Elser Financial Planning Inc
✚
|
IN | 2.1 |
|
Sonora Investment Management Group LLC
✚
|
AZ | 2.0 |
|
Avalor Investment AG
✚
|
1.9 | |
|
Unison Advisors LLC
✚
|
DC | 1.9 |
|
LBMC Investment Advisors LLC
✚
|
TN | 1.8 |
|
Angeles Wealth Management LLC
✚
|
CA | 1.8 |