|
⚲
|
| Keyboard |
| Rose Smart Growth Investment Advisors LLC
✚
|
|
|---|---|
| CRD # | 161271 |
| SEC # | 801-73867 |
| CIK # | |
| AUM | 2,001.1 M (2026-03-26) |
| Employees | 50 (100% Investors, 0% Brokers) |
| Phone | 917-542-3600 |
| Address | 551 Fifth Avenue, 23rd Floor New York, NY 10176 |
| Source | [IAPD] [Website] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| RE | Rose Affordable Housing Preservation Fund IV LP | [2017-03-28] | 175.0 M | 437.2 M |
| Offered $175,000,000 · Filed 2017-12-27 (D/A) · Exemption 506(b), 3(c), 3(c)(5) · Minimum $1,000,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| RE | Rose 2520 LP | [2015-03-30] | 0.3 M | 0.2 M |
| Offered $1,743,375 · Filed 2014-04-08 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining $1,393,375 · Duration More than one year · Revenue Decline to Disclose | ||||
| RE | Rose Affordable Housing Preservation Fund LLC | [2015-03-30] | 51.5 M | 3.6 M |
| Offered $51,550,000 · Filed 2014-08-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| RE | Rose Cambridge LP | [2013-03-28] | 2.5 M | 0.2 M |
| Offered $2,475,960 · Filed 2013-03-27 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $250,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| RE | Granada Co-Investors II LLC | [2012-02-14] | 0.3 M | 1.0 M |
| Offered $900,000 · Filed 2011-01-28 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $50,000 · Remaining $626,500 · Duration More than one year · Revenue Decline to Disclose | ||||
| RE | Granada Co-Investors LLC | [2012-02-14] | 0.3 M | 0.0 M |
| Offered $275,010 · Filed 2011-01-28 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $50,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| RE | Rose Capital YEON LLC | 2012-02-14 | 0.0 M | |
| RE | Rose Green Cities Fund LLC | [2012-02-14] | 25.0 M | 10.2 M |
| Offered $75,000,000 · Filed 2013-02-15 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $25,000,000 · Remaining $50,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| RE | Rose New Jersey Green Affordable Housing Preservation Fund LLC | 2012-02-14 | 7.6 M | |
| RE | Rose Smart Growth Investment Fund I-A LP | [2012-02-14] | 10.0 M | 0.0 M |
| Offered $10,000,000 · Filed 2010-06-02 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $10,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 7 | 2.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 7 | 2.0 |
| By Discretionary | ||
| Discretionary | 7 | 2.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 7 | 2.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.0 | |
| Total | 7 | 2.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Michael Daly | Executive Officer | 8 | 3 | |
| Jonathan Rose | Director, Executive Officer | 17 | 2 | |
| Michael Arman | Executive Officer | 9 | 2 | |
| Nathan Taft | Executive Officer | 8 | 2 | |
| Rose Housing Preservation Investors IV LLC | Executive Officer | 2 | 2 | |
| Rose Smart Growth Investors I LLC | Executive Officer | 2 | 1 | |
| Sanjay Chauhan | Executive Officer | 1 | 1 | |
| Gwen Rowden | Executive Officer | 1 | 1 | |
| Manager of The Managing Member of Issuer Rose Capital LLC | Promoter | 1 | 1 | |
| Managing Member of Issuer Rose Housing Preservation Investors LLC | Promoter | 1 | 1 | |
| View All | ||||
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional |
| Fund Types | Real Estate |
| Comparable Firms | State | AUM |
|---|---|---|
|
Sundance Bay Investment Manager LLC
✚
|
UT | 2,090.6 M |
|
Davis Investment Ventures LLC
✚
|
MA | 2,050.0 M |
|
Bristol Group Inc
✚
|
CA | 2,037.0 M |
|
Resmark Equity Partners LLC
✚
|
CA | 2,033.7 M |
|
Timberland Investment Resources LLC
✚
|
GA | 1,976.1 M |
|
Ascendant Capital Partners LP
✚
|
CA | 1,948.0 M |
|
Lument Investment Management LLC
✚
|
NY | 1,935.9 M |
|
Laramar Multi-Family Value Manager LLC
✚
|
IL | 1,914.8 M |
|
Kildare Partners US LLC
✚
|
TX | 1,912.0 M |
|
PREP Investment Advisers LLC
✚
|
IL | 1,911.3 M |