RWM Capital LLC

Item 5 – Fees and Compensation

Investment Management Fees
A monthly investment management fee is billed monthly in arrears based on the average daily balance of the previous
month. The maximum annual advisory fee is 1.90%. of assets under management based on the scope, complexity,
amount of time or expertise required. The annual advisory fee listed above includes the compensation received by
the sub-adviser.

   •   Clients will receive statements from the Custodian that provides details of the advisory fees.
   •   The investment advisory fee in the first period of service is pro-rated from the inception date of the
       account[s] to the end of the first billing cycle.
   •   If the advisory agreement is terminated before the end of the billing cycle, Advisor is entitled to fees
       earned based on the number of days services were provided.
   •   Asset management fees are exclusive of and in addition to, brokerage fees, transaction fees, and other
       related costs and expenses.
   •   The Firm does not have the authority or responsibility to value portfolio securities.

The fee is deducted from the client's account held at the custodian. The sub-adviser calculates the fee and debits
such fees from the client’s custodial account on behalf of Roberts Wealth Management. If insufficient cash is
available to pay such fees, securities in an amount equal to the balance of unpaid fees will be liquidated to pay
for the unpaid balance. In limited cases, we may invoice the client directly for the payment of fees.

Mutual Fund Share Class Fees
Roberts Wealth Management strives to select the lowest cost share class available; however, certain mutual fund
share classes charge a 12b-1 fee that generally amounts to an additional .25% expense ratio or more. The purpose
of 12b-1 fees, as approved by the SEC, are to cover marketing expenses and shareholder services such as support
services and “other expenses” such as legal, accounting and the administrative functions of the custodian. When
selecting a mutual fund, Investment Advisor Representatives have a fiduciary duty to choose the share class that
helps manage the overall fee structure of the account. The entire fee structure includes such fees as the asset
management fee, the expense ratio and ticket charges.

   •   Mutual funds typically offer multiple share classes, including lower-cost share classes that do not charge
       12b-1 fees and are therefore usually less expensive.
   •   Investment Advisor Representatives will consider investing Client funds in 12b-1 fee-paying share classes
       even when a lower-cost share class is available as appropriate to account for the overall fee structure and
       tax considerations as well as attributes of a fund not available for lesser fees.

 ADV 2A – Firm Disclosure Brochure

Compensation for Sale of Securities or Other Investment Products
Investment Adviser Representatives (IARs) of our firm may be licensed as insurance agents that earn
commission-based compensation for the sale of insurance products. This outside business activity creates a
conflict of interest because these individuals have a financial incentive to sell insurance products to you. In
efforts to mitigate this conflict, we have adopted policies and procedures to supervise and monitor client
transactions, outside business activities, and other areas that present compliance risk. Clients are under no
obligation to purchase insurance products through any individual associated with our firm, and may use the
insurance brokerage firm and agent of their choice.

Any material conflicts of interest between you and our firm, or our employees are disclosed in this Brochure.
If at any time additional material conflicts of interest develop, we will provide you with written notification of
the material conflicts of interest or an updated Brochure. As a fiduciary, it is our firm's obligation to always act
in our client's best interest.

Financial Planning Fees
The fee for financial planning can be based on an hourly or a fixed rate depending on the nature of the planning.
Typically, the Firm completes and presents a plan within 120 days of the contract date, if the Client has provided
all the information needed to prepare the financial plan.

   •   Fifty percent (50%) of the Financial Planning Fee is collected upon engagement.
   •   Fifty percent (50%) is due upon delivery of the Plan.

The applicable fee is determined by the scope and complexity of a particular Client’s financial situation as well
as the amount of time and expertise required. In some cases, a fee greater or lesser then the typical fee range may
be warranted but fees generally do not exceed $15,000 per plan. Fees can be paid via check to RWM Capital,
LLC.

Consulting Fees
Roberts Wealth Management provides consulting services for Clients who need advice on a limited scope of work.
Fees are negotiable and vary based on the extent and complexity of the consulting project. Fees will be billed as
services are rendered. Either party may terminate the consulting agreement at any time. Upon termination, fees
will be prorated to the date of termination and any unearned portion of the fee will be refunded to you as described
above under Financial Planning Fees.

Other Fees and Expenses
Clients will incur transaction charges for trades executed in their accounts. These transaction fees are separate
from our fees. Also, Clients will separately pay charges imposed directly by a mutual fund, index fund, or
exchange traded fund which shall be disclosed in the fund’s prospectus (i.e., fund management fees and other fund
expenses).

 ADV 2A – Firm Disclosure Brochure

If a Client’s assets are invested in mutual funds or other pooled investment products, Clients should be aware that
there will be two layers of advisory fees and expenses for those assets. Client will pay an advisory fee to the fund
...

Item 7 – Types of Clients

The advisory services offered by Roberts Wealth Management are primarily offered to individuals, high-net-
worth individuals and individual retirement accounts (“IRAs”), as well as trusts, estates, charitable organizations,
corporations and other business entities.

A minimum investment amount to open and maintain an account is $250,000.