|
⚲
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| Safeguard Financial LLC
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| |
|---|---|
| CRD # | 306953 |
| SEC # | 801-125915 |
| CIK # | 0001539652, 0001922498 |
| AUM | $338.5 MM (2024-08-09) |
| Employees | 10 (70% Investors, 0% Brokers) |
| Phone | 920-544-0576 |
| Address | 9220 Marguerite Ct Minocqua, WI 54548 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| MSFT | 1,918,222.4 | 3.2 | |
| AAPL | 2,382,844.0 | 2.6 | |
| AMZN | 1,092,997.8 | 2.3 | |
| NVDA | 399,550.0 | 1.7 | |
| SPEM | 1.6 | ||
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 65 | 27.2 |
| (b) Individuals (high net worth individuals) | 150 | 311.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 906 | 338.5 |
| By Discretionary | ||
| Discretionary | 906 | 338.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 906 | 338.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.5 | |
| United States Persons | 336.0 | |
| Total | 906 | 338.5 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| D | [0001539652] | |
| 13F-HR | [0001922498] |
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|---|---|---|
|
XCEL Wealth Management LLC
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FL | 0.3 |
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The Financial Resource Center Inc
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IN | 0.3 |
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The Pines Wealth Management LLC
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NC | 0.3 |
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MB Generational Wealth LLC
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WA | 0.3 |
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VA | 0.3 |