Filed 2019-12-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Commission $130,547 · Net Assets Decline to Disclose
Filed 2020-06-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Commission $1,349,192 · Net Assets Decline to Disclose
Filed 2017-05-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Commission $106,891 · Net Assets Decline to Disclose
AUM Breakdown
Accounts
AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)
0
0.0
(b) Individuals (high net worth individuals)
312
0.2
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
2
0.9
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
2
0.2
(g) Pension and profit sharing plans
1
0.1
(h) Charitable organizations
0
0.0
(i) State or municipal government entities
9
0.7
(j) Other investment advisers
0
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above