Fees and Compensation — Form ADV Part 2A (12/18/2019)
[Brochure]
Item 5 Fees and Compensation
A. Describe how you are compensated for your advisory services. Provide your fee schedule. Disclose whether the
fees are negotiable.
Not applicable. SIS does not offer advisory services.
B. Describe whether you deduct fees from clients’ assets or bill clients for fees incurred. If clients may select either
method, disclose this fact. Explain how often you bill clients or deduct your fees.
Not applicable. SIS does not offer advisory services; it does not have advisory clients.
C. Describe any other types of fees or expenses clients may pay in connection with your advisory services, such as
custodian fees or mutual fund expenses. Disclose that clients will incur brokerage and other transaction costs, and
direct clients to the section(s) of your brochure that discuss brokerage.
Not applicable. SIS does not offer advisory services; it does not have advisory clients.
D. If your clients either may or must pay your fees in advance, disclose this fact.
Not applicable. SIS does not offer advisory services; it does not have advisory clients.
Explain how a client may obtain a refund of a pre-paid fee if the advisory contract is terminated before the end of
the billing period.
Not applicable. SIS does not offer advisory services; it does not have advisory clients.
Explain how you will determine the amount of the refund.
Not applicable.
E. If you or any of your supervised persons accepts compensation for the sale of securities or other investment
products, including asset-based sales charges or service fees from the sale of mutual funds, disclose this fact and
respond to Items 5.E.1, 5.E.2, 5.E.3 and 5.E.4.
Not applicable.
Account Minimums and Types of Clients — Form ADV Part 2A (12/18/2019)
[Brochure]
Item 7 Types of Clients
Describe the types of clients to whom you generally provide investment advice, such as individuals, trusts,
investment companies, or pension plans. If you have any requirements for opening or maintaining an account, such
as a minimum account size, disclose the requirements.
Not applicable. SIS does not offer advisory services; it does not have advisory clients.