Sarona Asset Management Inc

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Sarona Asset Management Inc ✚
CRD #	160963
SEC #	801-76668
CIK #
AUM	363.0 M (2026-01-06)
Employees	27 (48% Investors, 0% Brokers)
Phone	519-883-7557
Address	The Catalyst Commons, 210137 Glasgow Street Kitchener, Canada
Source	[IAPD] [Website]

Total AUM ($M) Copy

Type	Form D Funds	Date	Sold	AUM
Other	Sarona Accial Impact Lending Fund LP	[2022-04-27]	5.1 M	5.8 M
	Filed 2022-06-03 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $75,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE	Sarona Global Growth Markets PE Fund 2-B LP	[2019-09-27]	44.4 M	107.5 M
	Offered $200,000,000 · Filed 2020-12-11 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining $155,577,000 · Duration More than one year · Revenue Decline to Disclose
Other	Sarona Trade Finance Fund LP	[2017-09-01]	0.6 M	3.3 M
	Filed 2021-07-30 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $30,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE	Sarona Frontier Markets Fund 2 LP	[2014-03-13]	8.2 M	99.8 M
	Filed 2014-10-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
PE	Mennonite Economic Development Associates	[2013-01-22]	6.6 M	19.0 M
	Filed 2016-03-10 (D/A) · Exemption 506(b) · Minimum $1 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE	Sarona Risk Capital Fund 1 LP	[2013-01-22]	6.6 M	0.4 M
	Filed 2016-03-10 (D/A) · Exemption 506(b) · Minimum $1 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE	Sarona Frontier Markets Fund 1 LP	[2012-05-03]	6.6 M	4.9 M
	Filed 2016-03-10 (D/A) · Exemption 506(b) · Minimum $1 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	3	199.2
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	1	163.8
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	4	363.0
By Discretionary
Discretionary	3	199.2
Non-Discretionary	1	163.8
Total	4	363.0
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		363.0
Total	4	363.0

Form D Directors	Role	# Filings	# Firms
Serge Levert-Chiasson	Executive Officer	8	2
Gerhard Pries	Executive Officer	6	2
Paulus Ingram	Executive Officer	5	2
Sarona Asset Management Inc	Executive Officer	4	2
Alex Hartzler	Director	3	2
Sail General Partner Feeders Inc	Promoter	2	2
Sarona Frontier General Partner Inc	Executive Officer	2	2
Vivina Berla	Executive Officer	2	2
Sarona TF General Partner Inc	Promoter	2	2
Pries Gerhard	Director	2	2
View All

Firm Profile (Form ADV)
Discretionary AUM	$0.1B
Clients	4 (66 non-US)
Serves	Institutional
Fund Types	Private Equity

Comparable Firms	State	AUM
Warwick Group II Inc ✚		369.8 M
Hughes & Company Investment Partners LP ✚	IL	367.4 M
EYRE Street Capital LLC ✚	NY	367.2 M
Unity Partners LP ✚	TX	367.0 M
Old Hickory Partners Management LP ✚	TX	366.3 M
Asilia Credit Investments LLC ✚	UT	365.9 M
Griffin Global Asset Management Advisor LLC ✚	CA	363.5 M
C Cubed Capital Partners LLC ✚	FL	362.7 M
Round Table Capital Management LP ✚	FL	362.4 M
Kanbrick LLC ✚	NC	362.2 M

Sarona Asset Management Inc

Assets, Funds, Holdings