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| Sarona Asset Management Inc
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| |
|---|---|
| CRD # | 160963 |
| SEC # | 801-76668 |
| CIK # | |
| AUM | $283.6 MM (2024-01-26) |
| Employees | 18 (44% Investors, 0% Brokers) |
| Phone | 519-883-7557 |
| Address | The Catalyst Commons, 210137 Glasgow Street Kitchener, Canada |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Sarona Accial Impact Lending Fund LP | [2022-04-27] | 5.1 | 5.8 |
| PE | Sarona Global Growth Markets PE Fund 2-B LP | [2019-09-27] | 44.4 | 101.7 |
| Other | Sarona Trade Finance Fund LP | [2017-09-01] | 0.6 | 3.3 |
| PE | Sarona Frontier Markets Fund 2 LP | [2014-03-13] | 8.2 | 122.9 |
| PE | Mennonite Economic Development Associates | [2013-01-22] | 6.6 | 19.0 |
| PE | Sarona Risk Capital Fund 1 LP | [2013-01-22] | 6.6 | 0.4 |
| PE | Sarona Frontier Markets Fund 1 LP | [2012-05-03] | 6.6 | 8.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 235.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 21.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 26.2 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 283.6 |
| By Discretionary | ||
| Discretionary | 4 | 235.9 |
| Non-Discretionary | 2 | 47.7 |
| Total | 6 | 283.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 120.9 | |
| United States Persons | 162.7 | |
| Total | 6 | 283.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Serge Levertchiasson | 8 | |||
| Gerhard Pries | 6 | |||
| Paulus Ingram | 4 | |||
| Sarona Asset Management Inc | 4 | |||
| Alex Hartzler | 3 | |||
| Vivina Berla | 2 | |||
| Sarona Frontier General Partner Inc | 2 | |||
| Sarona TF General Partner Inc | 2 | |||
| Pries Gerhard | 2 | |||
| Sarona General Partner 3 LP | 1 | |||
| View All | ||||
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