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| Keyboard |
| Secure Retirement Financial & Insurance Services Corp
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|---|---|
| CRD # | 132777 |
| SEC # | 801-125823 |
| CIK # | |
| AUM | 102.0 M (2026-04-01) |
| Employees | 5 (60% Investors, 20% Brokers) |
| Phone | 925-855-4300 |
| Address | 2333 San Ramon Valley Boulevard San Ramon, CA 94583 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 187 | 42.2 |
| (b) Individuals (high net worth individuals) | 24 | 59.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 481 | 102.0 |
| By Discretionary | ||
| Discretionary | 481 | 102.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 481 | 102.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 102.0 | |
| Total | 481 | 102.0 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail, Research |
| Comparable Firms | State | AUM |
|---|---|---|
|
Prestige Wealth Management LLC
✚
|
CO | 104.0 M |
|
Alamo Capital
✚
|
CA | 103.6 M |
|
Navigation Wealth Management Inc
✚
|
CO | 103.2 M |
|
Networth Asset Management Inc
✚
|
102.8 M | |
|
UHY Wealth Management RIA LLC
✚
|
MI | 102.6 M |
|
Victory Asset Management Co Inc
✚
|
NJ | 102.5 M |
|
Apforia Ltd
✚
|
VA | 101.9 M |
|
TIA Wealth Management LLC
✚
|
MA | 101.5 M |
|
Fuerst Financial Group Inc
✚
|
TN | 100.9 M |
|
Bridge Financial Planning LLC
✚
|
100.4 M |