Sequinox Wealth Management LLC

Item 5 Fees and Compensation
Portfolio Management Services
Our annual fee for portfolio management services ranges up to 1.45% of the market value of your
assets under our management. Our annual portfolio management fee is billed and payable, monthly in
arrears, based on the average daily balance. If the portfolio management agreement is executed at
any time other than the first day of a calendar monthly, our fees will apply on a pro rata basis, which
means that the advisory fee is payable in proportion to the number of days in the month for which you
are a client. Our advisory fee is negotiable, depending on individual client circumstances.

We will deduct our fee directly from your account through the qualified custodian holding your funds
and securities. We will deduct our advisory fee only when you have given our firm written authorization
permitting the fees to be paid directly from your account. We will send you an invoice showing the
amount of the fee. Further, the qualified custodian will deliver an account statement to you at least
quarterly. These account statements will show all disbursements from your account. You should review
all statements for accuracy.

We encourage you to reconcile our invoices with the statement(s) you receive from the qualified
custodian. If you find any inconsistent information between our invoice and the statement(s) you
receive from the qualified custodian call our main office number located on the cover page of this
brochure.

You may terminate the portfolio management agreement upon written notice. You will incur a pro rata
charge for services rendered prior to the termination of the portfolio management agreement, which
means you will incur advisory fees only in proportion to the number of days in the quarter for which you
are a client. If you have pre-paid advisory fees that we have not yet earned, you will receive a prorated
refund of those fees.

Financial Planning Services
Sequinox Wealth Management charges a fixed fee for financial planning services, which generally
ranges between $500 and $2,500. The fee is negotiable depending upon the complexity and scope of
the plan, your financial situation, and your objectives.

You may terminate the financial planning agreement upon written notice to our firm. All terms of
our engagement will be evidenced in the agreement that you sign with our firm. Under no
circumstances will we require prepayment of a fee in excess of $1,200 for services not performed
within six months of the advanced payment.

If you have pre-paid financial planning fees that we have not yet earned, you will receive a prorated
refund of those fees. If financial planning fees are payable in arrears, you will be responsible for a
prorated fee based on services performed prior to termination of the financial planning agreement.

Selection of Other Advisers
We do not charge you a separate fee for the selection of other advisers. We will share in the advisory
fee you pay directly to the Third Party Money Manger (TPMM). The advisory fee you pay to the TPMM
is established and payable in accordance with the brochure provided by each TPMM to whom you are
referred. These fees may or may not be negotiable. Our compensation may differ depending upon the
individual agreement we have with each TPMM. As such, a conflict of interest exists where our firm or
persons associated with our firm has an incentive to recommend one TPMM over another TPMM with
whom we have more favorable compensation arrangements or other advisory programs offered by
TPMMs with whom we have less or no compensation arrangements.

Advisory fees charged by TPMMs are separate and apart from our advisory fees. Assets managed by
TPMMs will be included in calculating our advisory fee, which is based on the fee schedule set forth in
the Portfolio Management Services section in this brochure. Advisory fees that you pay to the TPMM
are established and payable in accordance with the brochure provided by each TPMM to whom you
are referred. These fees may or may not be negotiable. You should review the recommended TPMM's
brochure and take into consideration the TPMM's fees along with our fees to determine the total
amount of fees associated with this program.

You may be required to sign an agreement directly with the recommended TPMM(s). You may
terminate your advisory relationship with the TPMM according to the terms of your agreement with the
TPMM. You should review each TPMM's brochure for specific information on how you may terminate
your advisory relationship with the TPMM and how you may receive a refund, if applicable. You should
contact the TPMM directly for questions regarding your advisory agreement with the TPMM.

Additional Fees and Expenses
As part of our investment advisory services to you, we may invest, or recommend that you invest, in
mutual funds and exchange traded funds. The fees that you pay to our firm for investment advisory
services are separate and distinct from the fees and expenses charged by mutual funds or exchange
traded funds (described in each fund's prospectus) to their shareholders. These fees will generally
include a management fee and other fund expenses. You will also incur transaction charges and/or
brokerage fees when purchasing or selling securities. These charges and fees are typically imposed by
the broker-dealer or custodian through whom your account transactions are executed. We do not
share in any portion of the brokerage fees/transaction charges imposed by the broker-dealer or
custodian. To fully understand the total cost you will incur, you should review all the fees charged by
mutual funds, exchange traded funds, our firm, and others. For information on our brokerage practices,
refer to the Brokerage Practices section of this brochure.

Compensation for the Sale of Securities or Other Investment Products
Persons providing investment advice on behalf of our firm are licensed as independent insurance
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Item 7 Types of Clients
We offer investment advisory services to individuals, including high net worth individuals, and
charitable organizations.

In general, we do not require a minimum dollar amount to open and maintain an advisory account.