|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Seros Financial LLC
✚
|
|
|---|---|
| CRD # | 166808 |
| SEC # | 801-120609 |
| CIK # | 0002039918 |
| AUM | $301.1 M (2025-07-09) |
| Employees | 3 (100% Investors, 100% Brokers) |
| Phone | 480-967-1155 |
| Address | 2141 East Broadway Rd Tempe, AZ 85282 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 2.0 | ||
| Microsoft Corp | 1.4 | ||
| Amazon Com Inc | 1.3 | ||
| Apple Inc | 1.1 | ||
| Orion Marine Group Inc | 1.0 | ||
| Tyco International Ltd /Ber/ | 0.8 | ||
| Verisk Analytics Inc | 0.7 | ||
| CrowdStrike Holdings Inc | 0.7 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 374 | 108.4 |
| (b) Individuals (high net worth individuals) | 152 | 173.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 4 | 15.6 |
| (h) Charitable organizations | 1 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 4.0 |
| (n) Other | 0 | 0.0 |
| Total | 990 | 301.1 |
| By Discretionary | ||
| Discretionary | 980 | 285.7 |
| Non-Discretionary | 10 | 15.4 |
| Total | 990 | 301.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 301.1 | |
| Total | 990 | 301.1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0002039918] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Clay Northam Wealth Management LLC
✚
|
CA | 0.3 |
|
Green Ridge Wealth Planning LLC
✚
|
NJ | 0.3 |
|
USA Financial Securities LLC
✚
|
MI | 0.3 |
|
Fai Advisors Inc
✚
|
MI | 0.3 |
|
Hamilton Capital Partners LLC
✚
|
GA | 0.3 |
|
Mendel Money Management Inc
✚
|
IL | 0.3 |
|
Freedom Financial Partners LLC
✚
|
MN | 0.3 |
|
Prosperity Advisers LLC
✚
|
PA | 0.3 |
|
UP Strategic Wealth Investment Advisors LLC
✚
|
PA | 0.3 |
|
The Retirement GUYS Formula LLC
✚
|
OH | 0.3 |