|
⚲
|
| Seros Financial LLC
✚
|
|
|---|---|
| CRD # | 166808 |
| SEC # | 801-120609 |
| CIK # | |
| AUM | $187.5 MM (2023-02-20) |
| Employees | 6 (100% Investors, 100% Brokers) |
| Phone | 480-967-1155 |
| Address | 2141 East Broadway Rd Tempe, AZ 85282 |
| Source | [IAPD] [Website] [Twitter] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 315 | 90.0 |
| (b) Individuals (high net worth individuals) | 34 | 91.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 12 | 5.1 |
| (h) Charitable organizations | 1 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 6 | 0.8 |
| (n) Other | 0 | 0.0 |
| Total | 688 | 187.5 |
| By Discretionary | ||
| Discretionary | 684 | 183.9 |
| Non-Discretionary | 4 | 3.5 |
| Total | 688 | 187.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 187.5 | |
| Total | 688 | 187.5 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Eaton-Cambridge Inc
✚
|
AZ | 0.2 |
|
Summit Capital Inc
✚
|
OH | 0.2 |
|
UP Capital Management Inc
✚
|
CA | 0.2 |
|
Sound Stewardship LLC
✚
|
KS | 0.2 |
|
Luken Investment Analytics LLC
✚
|
TN | 0.2 |
|
Symphony Financial Planning LLC
✚
|
CA | 0.2 |
|
AIFG Consultants Ltd
✚
|
NY | 0.2 |
|
Cimarron Wealth Management Inc
✚
|
CO | 0.2 |
|
Tudor Financial Inc
✚
|
OH | 0.2 |
|
Archer Investment Management LLC
✚
|
TX | 0.2 |