Seros Financial LLC

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Assets, Funds, Holdings

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Seros Financial LLC
CRD #166808
SEC #801-120609
CIK #
AUM $260.8 MM (2024-03-12)
Employees 6 (100% Investors, 100% Brokers)
Phone480-967-1155
Address2141 East Broadway Rd
Tempe, AZ 85282
Source [IAPD] [Website] [Twitter] [Facebook]
Total AUM ($MM)
3002401801206002009201420192025
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 325 105.4
(b) Individuals (high net worth individuals) 67 137.5
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 4 15.1
(h) Charitable organizations 1 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 3 2.8
(n) Other 0 0.0
Total 890 260.8
By Discretionary
Discretionary 884 245.6
Non-Discretionary 6 15.2
Total 890 260.8
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 260.8
Total 890 260.8
Comparable Firms State AUM ($BB)
Grandview Asset Management LLC
PA 0.3
Consilium Wealth Advisory LLC
TX 0.3
Raleigh Capital Management Inc
NC 0.3
Fireside Capital Advisors Inc
TX 0.3
Turn8 Private Wealth Inc
0.3
Summit Group Retirement Planners Inc
PA 0.3
Christy Capital Management Inc
GA 0.3
BETO Financial Group LLC
ID 0.3
Diversified Financial Management Associates Inc
MA 0.3
Heritage Wealth Architects Inc
MN 0.3
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