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| Seros Financial LLC
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|---|---|
| CRD # | 166808 |
| SEC # | 801-120609 |
| CIK # | 0002039918 |
| AUM | 359.2 M (2026-06-05) |
| Employees | 10 (70% Investors, 0% Brokers) |
| Phone | 480-967-1155 |
| Address | 155 E Rivulon Blvd Gilbert, AZ 85297 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Orion Marine Group Inc | 1.8 | ||
| Apple Inc | 1.2 | ||
| Tyco International Ltd /Ber/ | 0.9 | ||
| Amazon Com Inc | 0.8 | ||
| Nvidia Corp | 0.8 | ||
| Microsoft Corp | 0.7 | ||
| Tesla Motors Inc | 0.7 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 320 | 123.3 |
| (b) Individuals (high net worth individuals) | 121 | 217.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 8 | 15.3 |
| (h) Charitable organizations | 2 | 0.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 2.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,049 | 359.2 |
| By Discretionary | ||
| Discretionary | 1,049 | 359.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,049 | 359.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 359.2 | |
| Total | 1,049 | 359.2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002039918] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 10 |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Jessup Wealth Management Inc
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|
OH | 360.2 M |
|
U S Boston Capital Corporation
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|
MA | 359.8 M |
|
BCO Wealth Management LLC
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NM | 359.8 M |
|
The David J Yvars Group Inc
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359.3 M | |
|
Clearwave Capital LLC
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CA | 359.2 M |
|
Ridgepath Capital Management LLC
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TN | 358.9 M |
|
Aurora Investment Managers LLC
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|
FL | 358.7 M |
|
Cloverfields Capital Group LP
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|
MN | 358.7 M |
|
US Asset Management LLC
✚
|
PA | 358.5 M |
|
Consolidated Capital Management LLC
✚
|
CA | 358.4 M |