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Seros Financial LLC
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CRD # | 166808 |
SEC # | 801-120609 |
CIK # | |
AUM | $260.8 MM (2024-03-12) |
Employees | 6 (100% Investors, 100% Brokers) |
Phone | 480-967-1155 |
Address | 2141 East Broadway Rd Tempe, AZ 85282 |
Source | [IAPD] [Website] [Twitter] [Facebook] |
Total AUM ($MM) |
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AUM Breakdown | Accounts | AUM ($MM) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 325 | 105.4 |
(b) Individuals (high net worth individuals) | 67 | 137.5 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 4 | 15.1 |
(h) Charitable organizations | 1 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 3 | 2.8 |
(n) Other | 0 | 0.0 |
Total | 890 | 260.8 |
By Discretionary | ||
Discretionary | 884 | 245.6 |
Non-Discretionary | 6 | 15.2 |
Total | 890 | 260.8 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 260.8 | |
Total | 890 | 260.8 |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Grandview Asset Management LLC
✚
|
PA | 0.3 |
Consilium Wealth Advisory LLC
✚
|
TX | 0.3 |
Raleigh Capital Management Inc
✚
|
NC | 0.3 |
Fireside Capital Advisors Inc
✚
|
TX | 0.3 |
Turn8 Private Wealth Inc
✚
|
0.3 | |
Summit Group Retirement Planners Inc
✚
|
PA | 0.3 |
Christy Capital Management Inc
✚
|
GA | 0.3 |
BETO Financial Group LLC
✚
|
ID | 0.3 |
Diversified Financial Management Associates Inc
✚
|
MA | 0.3 |
Heritage Wealth Architects Inc
✚
|
MN | 0.3 |