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| Sherman Asset Management Inc
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| CRD # | 170861 |
| SEC # | 801-129640 |
| CIK # | 0001736535 |
| AUM | 140.8 M (2026-06-16) |
| Employees | 1 (100% Investors, 0% Brokers) |
| Phone | 805-530-5963 |
| Address | 1500 Palma Dr Ventura, CA 93003 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Instagram] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001736535 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Alphabet Inc | 5.0 | ||
| Apple Inc | 3.5 | ||
| Facebook Inc | 2.8 | ||
| Microsoft Corp | 2.5 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 1.5 | ||
| Amazon Com Inc | 1.4 | ||
| Tesla Motors Inc | 1.2 | ||
| Wal Mart Stores Inc | 1.0 | ||
| Costco Wholesale Corp /NEW | 0.9 | ||
| Lilly Eli & Co | 0.8 | ||
| Mastercard Inc | 0.6 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Signal 7 Tactical Sentiment Fund LP | [2025-11-03] | 4.9 M |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 15 | 5.5 |
| (b) Individuals (high net worth individuals) | 17 | 101.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 4.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 29.0 |
| (n) Other | 0 | 0.0 |
| Total | 151 | 140.8 |
| By Discretionary | ||
| Discretionary | 151 | 140.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 151 | 140.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 140.8 | |
| Total | 151 | 140.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Sherman Asset Management Inc | 1 | 1 | ||
| Roy Sherman | 1 | 1 | ||
| Signal 7 Capital Management LLC | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001736535] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 6 |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| Comparable Firms | State | AUM |
|---|---|---|
|
KMF Investments Management LLC
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146.0 M | |
|
Humble Capital Management LLC
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HI | 145.6 M |
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Applied Fundamental Research LLC
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MA | 142.9 M |
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Financial Trust Asset Management Chartered
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Glassbead Capital Management LLC
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QM Advisors LLC
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Braeside Investments LLC
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TX | 139.4 M |
|
Lane Generational LLC
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139.3 M | |
|
Perkins Capital Management Inc
✚
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MN | 139.0 M |
|
Revere Capital Management LP
✚
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TX | 138.7 M |