Sky-Mountain Capital Management Inc

ITEM 5 – FEES AND COMPENSATION
    5a, b, c & d: Fee Schedules, Payments & Options
    Investment Management

                   ASSETS UNDER MANAGEMENT                                            ANNUAL FEE RATE (%)
                        First $0 – $1,000,000                                                 1.00%
                        Over $1,000,001                                                       0.50%

    Fees are negotiable. Fees may differ based on a number of factors:

        •    Size of the relationship – Larger accounts may receive more favorable pricing.
        •    Accounts within the same household will be combined under a signed householding form for a reduced
             fee unless the client instructs otherwise.
        •    Less active accounts may receive more favorable pricing.
        •    Our employees and their family related accounts are charged a reduced fee for services.

    For purposes of determining value, securities and other instruments traded on a market for which actual transaction
    prices are publicly reported are valued at the last reported sale price on the principal market in which they are traded.
    If the investments are not managed assets, they are not included in Sky-Mountain Capital Management’s fee
    calculation.
    Compensation for our services will be calculated in accordance with what is set in the client agreement. We may
    modify the terms of any agreement by written changes submitted to the client for signature. While we strive to maintain
    competitive fees, the same or similar services may be available from other firms at higher or lower fees.

    Sky-Mountain Capital Management requires written authorization from the client to deduct advisory fees from an
    account held by a qualified custodian. Sky-Mountain Capital Management sends the qualified custodian written notice
    of the amount of the fee to be deducted from the client’s account. Sky-Mountain Capital Management fees are paid
    from your account by the custodian when we submit an invoice to them.

    Sky-Mountain Capital Management fees are paid quarterly in advance based on the value as of the last business day of
    the prior quarter, with payment due within 10 days from the date of the invoice. Our fee is determined by taking the
    percentage rate we charge, divided by four, times the market value of the account. The market value is the sum of
    the values of all managed assets in the account, not adjusted by any margin debit.

    In cases where there are partial fees at the commencement or termination of our agreement, they will be billed or
    refunded on a pro-rated basis contingent on the number of days the account was open. Quarterly fee adjustments for
    additional assets received into the account during a quarter or for partial withdrawals will also be provided on the above
    pro rata basis.

    If there is insufficient cash in your account to pay your fees, securities in your portfolio may be sold to pay our fee.

    In addition to our fees, there may be custodial fees or mutual fund fees. See 5c: Third Party Fees below.

ADV PART 2 A BROCHURE

    Financial Planning Fees
    For clients who engage Sky-Mountain Capital Management for investment management services, fees for financial
    planning and consulting services are generally complimentary.

    Fees for stand-alone services (when a Client does not use Sky-Mountain Capital Management’s investment management
    services for complimentary financial planning) are charged on an hourly basis. The hourly rate for financial planning is $450.
    Preparing an initial financial plan generally takes 10 – 15 hours depending on the complexity, nature and time required
    to gather and analyze relevant information. As plans become more complex, require additional expertise, cover multiple
    topics, they take more time to complete and may require additional hours. For clients who subsequently engage
    Sky-Mountain Capital Management for investment management services, we do not waive or offset fees paid for stand-
    alone financial planning and consulting services.

    These arrangements will be defined and agreed upon by both parties via the financial planning agreement. The fees
    are negotiable.

    Sky-Mountain Capital Management does not require a retainer for this service. Financial Planning fees will be billed in
    arrears upon delivery of the plan or completion of the agreed services, with payment due within 10 days from the date
    of the invoice. Financial Planning fees may be paid by personal check, Quickbooks or the client may elect by written
    authorization to have their fee debited from investment management non-qualified accounts approved for such fee
    debit payments. Fees may be billed on a quarterly basis. In all instances, Sky-Mountain Capital Management will send the
    client a written invoice concurrent with the request for payment. The invoice will include the fee, the formula used to
    calculate the fee(s), the fee calculation itself, the time period covered by the fee(s) and the services provided.

    Sky-Mountain Capital Management does not take receipt of more than $1200 in fees per client six (6) months in
    advance. Clients may terminate these contracts at any time. When an agreement is terminated, Sky-Mountain Capital
    Management will invoice for all earned fees as of the date of termination based on the services completed. Sky-
    Mountain Capital Management will deliver the completed portion of any documents to the client.

    Consulting Services
    Fees for consulting services are based on an hourly rate of $450 per hour. All fees will be disclosed to each client in
    writing prior to the engagement, and clients always have the right to decide whether to engage Sky-Mountain Capital
    Management for Consulting Services. The services may be billed at the time work is performed, although contracts may
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ITEM 7 – TYPES OF CLIENTS
    Sky-Mountain Capital Management generally provides asset management and financial planning services to the
    following types of clients:

ADV PART 2 A BROCHURE

        ▪   Individuals
        ▪   Families
        ▪   High‐Net‐Worth Individuals
        ▪   Trusts
        ▪   Estates
        ▪   Business
        ▪   Retirement Plans
    Minimum Account Size:
    Sky-Mountain Capital Management does not have an account minimum. However, we may decline to accept
    clients with smaller portfolios.