|
⚲
|
| Smith Brothers Financial LLC
✚
| |
|---|---|
| CRD # | 322951 |
| SEC # | 801-126687 |
| CIK # | |
| AUM | $846.5 MM (2024-03-28) |
| Employees | 8 (75% Investors, 75% Brokers) |
| Phone | 800-426-6946 |
| Address | 68 National Drive Glastonbury, CT 06033 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 241 | 51.4 |
| (b) Individuals (high net worth individuals) | 35 | 93.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 5.8 |
| (g) Pension and profit sharing plans | 9 | 692.6 |
| (h) Charitable organizations | 2 | 0.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 2 | 0.8 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 2.5 |
| (n) Other | 0 | 0.0 |
| Total | 387 | 846.5 |
| By Discretionary | ||
| Discretionary | 290 | 153.9 |
| Non-Discretionary | 97 | 692.6 |
| Total | 387 | 846.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 846.5 | |
| Total | 387 | 846.5 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Laurel Wealth Advisors LLC
✚
|
NC | 0.9 |
|
Southern Financial Group LLC
✚
|
AL | 0.9 |
|
American Financial Advisors LLC
✚
|
GA | 0.9 |
|
Baseline Wealth Management Ltd
✚
|
0.9 | |
|
Chemistry Wealth Management LLC
✚
|
NY | 0.8 |
|
Barton Investment Management LLC
✚
|
PA | 0.8 |
|
Geometric Wealth Advisors LLC
✚
|
DC | 0.8 |
|
Penn Davis McFarland Inc
✚
|
TX | 0.8 |
|
Systm Wealth Solutions LLC
✚
|
IL | 0.8 |
|
McGowan Group Asset Management Inc
✚
|
TX | 0.8 |