|
⚲
|
| Smith Brothers Financial LLC
✚
|
|
|---|---|
| CRD # | 322951 |
| SEC # | 801-126687 |
| CIK # | |
| AUM | $498.0 MM (2023-02-08) |
| Employees | 7 (71% Investors, 71% Brokers) |
| Phone | 800-426-6946 |
| Address | 68 National Drive Glastonbury, CT 06033 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 185 | 34.6 |
| (b) Individuals (high net worth individuals) | 28 | 36.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 51 | 427.4 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 236 | 498.0 |
| By Discretionary | ||
| Discretionary | 185 | 70.6 |
| Non-Discretionary | 51 | 427.4 |
| Total | 236 | 498.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 498.0 | |
| Total | 236 | 498.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Valicenti Advisory Services Inc
✚
|
NY | 0.5 |
|
Jack Moller & Associates Inc
✚
|
IL | 0.5 |
|
Swisspartners Advisors AG
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|
0.5 | |
|
Perspective Wealth Partners LLC
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|
ID | 0.5 |
|
Wisdom Financial Services LLC
✚
|
IL | 0.5 |
|
Waterway Wealth Management LLC
✚
|
TX | 0.5 |
|
Capitalia Sa
✚
|
0.5 | |
|
Twenty-First Tailored Solutions Inc
✚
|
NY | 0.5 |
|
SLWA LLC
✚
|
CA | 0.5 |
|
Dream Capital Advisors LLC
✚
|
IL | 0.5 |