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| Happy Holidays!! thanks for using AUM13F!! |
| Smith Brothers Financial LLC
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| CRD # | 322951 |
| SEC # | 801-126687 |
| CIK # | |
| AUM | $999.2 M (2025-06-26) |
| Employees | 8 (75% Investors, 75% Brokers) |
| Phone | 800-426-6946 |
| Address | 68 National Drive Glastonbury, CT 06033 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 275 | 92.7 |
| (b) Individuals (high net worth individuals) | 52 | 119.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 0.0 |
| (g) Pension and profit sharing plans | 9 | 776.9 |
| (h) Charitable organizations | 2 | 0.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 2 | 0.8 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 10 | 9.2 |
| (n) Other | 0 | 0.0 |
| Total | 448 | 999.2 |
| By Discretionary | ||
| Discretionary | 338 | 222.2 |
| Non-Discretionary | 110 | 776.9 |
| Total | 448 | 999.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 999.2 | |
| Total | 448 | 999.2 |
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AZ | 1.0 |
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KY | 1.0 |