|
⚲
|
| Keyboard |
| Smith Brothers Financial LLC
✚
|
|
|---|---|
| CRD # | 322951 |
| SEC # | 801-126687 |
| CIK # | |
| AUM | 1,113.2 M (2026-05-13) |
| Employees | 7 (86% Investors, 86% Brokers) |
| Fees | |
| Minimum | |
| Phone | 800-426-6946 |
| Address | 68 National Drive Glastonbury, CT 06033 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 295 | 78.5 |
| (b) Individuals (high net worth individuals) | 80 | 162.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 112 | 867.5 |
| (h) Charitable organizations | 2 | 0.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 3.9 |
| (n) Other | 0 | 0.0 |
| Total | 487 | 1,113.2 |
| By Discretionary | ||
| Discretionary | 375 | 867.5 |
| Non-Discretionary | 112 | 245.7 |
| Total | 487 | 1,113.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,113.2 | |
| Total | 487 | 1,113.2 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
ETZ Advisory LLC
✚
|
1,144.1 M | |
|
Schaefer Financial Management Inc
✚
|
CO | 1,114.9 M |
|
Rhame & Gorrell Wealth Management LLC
✚
|
TX | 1,107.4 M |
|
Laurel Wealth Advisors LLC
✚
|
NC | 1,106.9 M |
|
Enclave Advisors LLC
✚
|
TX | 1,100.7 M |
|
Lugano Financial Advisors Sa
✚
|
1,090.0 M | |
|
Giraffes Inc
✚
|
MS | 1,088.3 M |
|
Baseline Wealth Management Ltd
✚
|
1,083.4 M | |
|
McGowan Group Asset Management Inc
✚
|
TX | 1,083.1 M |
|
Titan Global Capital Management USA LLC
✚
|
NY | 1,081.9 M |