Smith Whiley & Company

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Smith Whiley & Company ✚
CRD #	107655
SEC #	801-46772
CIK #
AUM
Employees	7 (71% Investors, 29% Brokers)
Fees
Minimum
Phone	860-548-2513
Address	8 Clermont Park Farmington, CT 06032
Source	[IAPD] [Website]

Total AUM ($M) Copy

Type	Form D Funds	Date	AUM
PE	SW Pelham Fund III LP	2012-03-30	50.6 M
PE	SW Pelham Fund II LP	2012-03-30	0.3 M
PE	SW Pelham Fund LP	2012-03-30	2.0 M

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	3	52.6
By Discretionary
Discretionary	3	52.6
Non-Discretionary	0	0.0
Total	3	52.6
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		52.6
Total	3	52.6

Firm Profile (Form ADV)
Serves	Institutional
Fund Types	Private Equity

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Smith Whiley & Company

Assets, Funds, Holdings