SOFI Capital Advisors LLC

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SOFI Capital Advisors LLC
CRD #165784
SEC #801-111634
CIK #
AUM
Employees 3 (0% Investors, 100% Brokers)
Phone855-525-7634
Address234 1st Street
San Francisco, CA 94105
Source [IAPD]
Total AUM ($M)
1108866442202009201420192025
Type Form D Funds Date Sold AUM
SA SOFI Prime Income Fund LP [2017-03-29] 105.0 M
Filed 2017-04-17 (D) · Exemption 506(b) · Minimum $500,000 · Remaining Indefinite · Duration One year or less · Commission $500,000 · Revenue Decline to Disclose
Other SOFI Credit Opportunities Fund LLC 2016-03-01 13.2 M
Other SOFI Community Fund LLC [2014-02-20] 2.0 M
Filed 2014-01-06 (D) · Exemption 506(b) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets $1 - $5,000,000
Other SOFI Fund for ECMC [2013-05-22] 0.1 M 0.5 M
Filed 2013-01-30 (D) · Exemption 506, 3(c), 3(c)(5) · Minimum $1 · Remaining Indefinite · Duration More than one year · Commission $100,000 · Revenue Decline to Disclose
Other SOFI Fund for the University of Pennsylvania Community [2013-05-22] 1.0 M 0.5 M
Filed 2012-12-11 (D) · Exemption 506, 3(c), 3(c)(5) · Minimum $1 · Remaining Indefinite · Duration More than one year · Commission $50,000 · Revenue Decline to Disclose
Other SOFI Fund for the Veteran Community [2013-05-22] 1.0 M 0.5 M
Filed 2012-12-11 (D) · Exemption 506, 3(c), 3(c)(5) · Minimum $1 · Remaining Indefinite · Duration More than one year · Commission $50,000 · Revenue Decline to Disclose
Other SOFI Fund for the Dartmouth College Community [2013-04-08] 0.1 M 0.5 M
Filed 2013-01-30 (D) · Exemption 506, 3(c), 3(c)(5) · Minimum $1 · Remaining Indefinite · Duration More than one year · Commission $100,000 · Revenue Decline to Disclose
Other SOFI Fund for the Yale University Community [2013-04-08] 0.1 M 0.5 M
Filed 2013-01-30 (D) · Exemption 506, 3(c), 3(c)(5) · Minimum $1 · Remaining Indefinite · Duration More than one year · Commission $100,000 · Revenue Decline to Disclose
Other SOFI Fund for the Columbia University Community [2013-02-19] 1.0 M 0.5 M
Filed 2012-12-11 (D) · Exemption 506, 3(c), 3(c)(5) · Minimum $1 · Remaining Indefinite · Duration More than one year · Commission $50,000 · Revenue Decline to Disclose
Other SOFI Fund for the Duke University Community [2013-02-19] 2.1 M 0.5 M
Filed 2012-12-06 (D) · Exemption 506, 3(c), 3(c)(5) · Minimum $1 · Remaining Indefinite · Duration More than one year · Commission $50,000 · Revenue Decline to Disclose
View All
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 0 0.0
By Discretionary
Discretionary 0 0.0
Non-Discretionary 0 0.0
Total 0 0.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.0
Total 0 0.0
Form D Directors Role # Filings # Firms 2011 - 2026
Michael Cagney Executive Officer 46 4
Scott Williams Executive Officer 22 3
Robert Lavet Executive Officer 38 2
Saturnino Fanlo Executive Officer 36 2
James Finnigan Executive Officer 28 2
Sofi Capital Advisors LLC Promoter 16 2
Jim Finnigan Executive Officer 3 2
Clayton Smudsky Executive Officer 2 2
Rob Lavet Executive Officer 2 1
Firm Profile (Form ADV)
Clients1
ServesInstitutional
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