Sollinda Capital Management LLC

ITEM 5 - FEES AND COMPENSATION
ADVISORY FEES

For its on-going portfolio management services, SCM charges an annual fee on total assets under
management (“Advisory Fee”). We also charge a fee dependent on the strategy or combination of
strategies in which a client’s assets are invested (“Strategy Fee”) and monthly fee for documents and
reports provided to clients (“Administration Fee”). These fees combined may total up to a fee of 2.25%
on total assets under management. The Advisory Fee is calculated using the value of the assets and
cash balance in the client’s account(s) on the last business day of the prior billing period. SCM does
not bill on margin balances. The Advisory Fee can be negotiated with the client at the sole discretion
of SCM, and the final fee schedule will be memorialized in the client’s Investment Advisory Agreement.
Clients may terminate the Investment Advisory Agreement without penalty for a full refund of SCM's
fees within five business days of signing the Investment Advisory Contract. Thereafter, clients may
terminate the Investment Advisory Contract generally with 10 days' written notice. Any prepaid fees
will be returned on a pro-rated basis determined by the days of the month when investment advisory
services take place. The Advisory Fee will be billed from each account unless otherwise agreed upon
by the client and SCM. The Advisory Fee is payable in advance monthly. If an account is opened on any
date other than the start of the calendar month, the initial fee will be pro-rated for the days left in the
month and billed at the time of entering into the Investment Advisory Agreement. Charging a fee for
our services creates a conflict of interest as we are incentivized to recommend having more of your
assets under management by SCM.

SUB-ADVISORY FEES

For its services as a sub-advisor to investment advisers, SCM charges a Strategy Fee or a fixed AUM fee. The
Sub-Advisory Fee arrangement is negotiated and established directly with the client within the sub advisory
agreement. The Sub-Advisory Fee will be billed and payable in advance on a monthly or quarterly basis.

OTHER FEES

SCM charges a $4.00 per month maintenance fee to advisory clients. SCM reserves the right to waive this
fee at their sole discretion. SCM does not receive any consideration or fees beyond those paid by the client.
Fees paid to SCM are exclusive of all custodial and transaction costs paid to the client’s custodian, brokers,
or other third-party consultants. Please see Item 12 below for additional information. Fees paid to SCM are
also separate and distinct from the fees and expenses charged by mutual funds, ETFs, or other investment
pools (generally including a management fee and fund expenses, as described in each fund’s prospectus, or
offering materials). SCM does not receive 12b-1 fees in connection with mutual funds purchased or held for
client accounts. The client should review all fees charged by funds, brokers, and others to fully understand
the total amount of fees paid by the client for investment and financial-related services. Clients are responsible
for the payment of all third-party fees, such as, but not limited to, custodian fees, brokerage fees, mutual fund
fees, transaction fees, etc.

SCM collects Fees in advance. Refunds for Fees paid in advance but not earned due to termination of
the advisory relationship between SCM and the client will be refunded to the client on a prorated basis.

OTHER COMPENSATION

A certain number of SCM’s Investment Adviser Representatives (“IAR” or “IARs”) are also registered
representatives of a securities broker-dealer. These broker-dealers are members of the Financial Industry
Regulatory Authority (“FINRA”) and the Securities Investor Protection Corporation (“SIPC”). In one’s
separate capacity as a registered representative of a broker-dealer, an IAR may implement securities
transactions under the broker-dealer and not through SCM. In such instances, the IAR will receive
commission-based compensation in connection with the purchase and sale of securities, including 12b-1 fees
for the sale of investment company products. Compensation earned by an IAR in one’s capacity as a registered
representative of a broker-dealer is separate and in addition to SCM’s fees. This practice presents a conflict
of interest because IARs, who are registered representatives of a broker-dealer, may have an incentive to
affect securities transactions for the purpose of generating commissions rather than solely based on the
client’s needs. This conflict is mitigated in that clients are under no obligation, contractually or otherwise, to
purchase securities products through an IAR of SCM. These recommendations must be in the client’s best
interest based on the client’s financial situation and objectives, and full disclosure of compensation
arrangements should be provided to the client. Please also see Item 10 – Other Financial Industry Activities
and Affiliations.

A certain number of SCM’s IARs are separately licensed insurance agents. In their individual capacities as
licensed insurance agents, these IARs may recommend, sell, and service fixed insurance products, including
fixed annuities and other fixed insurance contracts, through one or more insurance companies. When acting
in their capacity as insurance agents, these IARs will receive customary commissions and/or other
compensation directly from the issuing insurance company or related insurance distributor in connection with
the sale of fixed insurance products. This compensation is separate from and in addition to any advisory fees
you pay to the Firm for investment advisory services. The receipt of commissions and other transaction-
based compensation creates a conflict of interest. The IAR has a financial incentive to recommend fixed
insurance products that pay commissions rather than other investment or insurance products that may not
...

ITEM 7 – TYPES OF CLIENTS

SCM provides advisory services to individuals, high-net worth individuals, and profit-sharing plans. SCM also
provides sub-advisory services to RIAs. There is no account size or value minimum for SCM’s services.