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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Sovereign Wealth Advisors LLC
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|---|---|
| CRD # | 188524 |
| SEC # | 801-98346 |
| CIK # | |
| AUM | $607.0 M (2025-04-15) |
| Employees | 38 (79% Investors, 79% Brokers) |
| Phone | 713-527-3400 |
| Address | 3120 Southwest Frwy Houston, TX 77098 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 929 | 134.8 |
| (b) Individuals (high net worth individuals) | 428 | 378.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 11 | 9.5 |
| (h) Charitable organizations | 2 | 0.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 22 | 83.7 |
| (n) Other | 0 | 0.0 |
| Total | 1,870 | 607.0 |
| By Discretionary | ||
| Discretionary | 1,797 | 567.7 |
| Non-Discretionary | 73 | 39.3 |
| Total | 1,870 | 607.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 607.0 | |
| Total | 1,870 | 607.0 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Preisz Associates Inc
✚
|
OR | 0.6 |
|
Legacy Capital Group California Inc
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|
CA | 0.6 |
|
Sageguard Financial Group LLC
✚
|
TN | 0.6 |
|
Verde Capital Management Inc
✚
|
MI | 0.6 |
|
American Independent Securities Group LLC
✚
|
ID | 0.6 |
|
Marotta Asset Management Inc
✚
|
VA | 0.6 |
|
Valtinson Bruner Financial Planning LLC
✚
|
MN | 0.6 |
|
Saaga LLC
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|
FL | 0.6 |
|
Marcellus Investment Managers Private Limited
✚
|
0.6 | |
|
Lunt Capital Management Inc
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|
UT | 0.6 |