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| Sovereign Wealth Advisors LLC
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|---|---|
| CRD # | 188524 |
| SEC # | 801-98346 |
| CIK # | |
| AUM | 625.1 M (2026-03-31) |
| Employees | 35 (100% Investors, 100% Brokers) |
| Phone | 713-527-3400 |
| Address | 3120 Southwest Frwy Houston, TX 77098 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 844 | 143.3 |
| (b) Individuals (high net worth individuals) | 408 | 378.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 3 | 7.1 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 20 | 96.6 |
| (n) Other | 0 | 0.0 |
| Total | 1,892 | 625.1 |
| By Discretionary | ||
| Discretionary | 1,824 | 581.9 |
| Non-Discretionary | 68 | 43.2 |
| Total | 1,892 | 625.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 11.0 | |
| United States Persons | 614.1 | |
| Total | 1,892 | 625.1 |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 5 (1 non-US) |
| Serves | Institutional, Retail, Research |
| Comparable Firms | State | AUM |
|---|---|---|
|
Smart Wealth LLC
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|
NE | 632.3 M |
|
Sage Capital Advisors LLC
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|
SD | 629.8 M |
|
Kutscher Benner Barsness & Stevens Inc
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|
WA | 627.8 M |
|
Hapanowicz & Associates Financial Services Inc
✚
|
PA | 622.3 M |
|
Capital Planning LLC
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|
WA | 617.7 M |
|
Clear Wave Wealth Management LLC
✚
|
NJ | 617.0 M |
|
West Wealth Group LLC
✚
|
CA | 616.7 M |
|
Greenbush Financial Group LLC
✚
|
NY | 616.5 M |
|
Hiltop Partners LLC
✚
|
IN | 616.4 M |
|
Catalina Capital Group LLC
✚
|
CA | 616.3 M |