|
⚲
|
| Sovereign Wealth Advisors LLC
✚
| |
|---|---|
| CRD # | 188524 |
| SEC # | 801-98346 |
| CIK # | |
| AUM | $547.4 MM (2024-06-22) |
| Employees | 40 (78% Investors, 78% Brokers) |
| Phone | 713-527-3400 |
| Address | 3120 Southwest Frwy Houston, TX 77098 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 929 | 154.2 |
| (b) Individuals (high net worth individuals) | 428 | 363.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 12 | 10.0 |
| (h) Charitable organizations | 2 | 0.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 22 | 19.8 |
| (n) Other | 0 | 0.0 |
| Total | 1,393 | 547.4 |
| By Discretionary | ||
| Discretionary | 1,310 | 509.3 |
| Non-Discretionary | 83 | 38.1 |
| Total | 1,393 | 547.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 12.5 | |
| United States Persons | 534.9 | |
| Total | 1,393 | 547.4 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Preisz Associates Inc
✚
|
OR | 0.6 |
|
Capital Planning LLC
✚
|
WA | 0.5 |
|
Flynn Zito Capital Management LLC
✚
|
NY | 0.5 |
|
Integrity Financial Corporation
✚
|
WY | 0.5 |
|
Broadview Financial Management LLC
✚
|
WI | 0.5 |
|
John E Sestina and Company
✚
|
OH | 0.5 |
|
Horan Securities Inc
✚
|
OH | 0.5 |
|
Stone House Investment Management LLC
✚
|
PA | 0.5 |
|
The Retirement Group LLC
✚
|
CA | 0.5 |
|
Financial Management Strategies Inc
✚
|
OH | 0.5 |