|
⚲
|
| Spectrum Planning & Advisory Services Inc
✚
| |
|---|---|
| CRD # | 170093 |
| SEC # | 801-119805 |
| CIK # | 0001725394 |
| AUM | $151.9 MM (2024-02-16) |
| Employees | 5 (80% Investors, 0% Brokers) |
| Phone | 619-289-9670 |
| Address | 3131 Camino del Rio North San Diego, CA 92108 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| MSFT | 1,918,222.4 | 2.1 | |
| AMZN | 1,092,997.8 | 1.8 | |
| WWD | 5,610.9 | 1.5 | |
| ALNY | 17,179.7 | 0.9 | |
| GBTC | 0.9 | ||
| AAPL | 2,382,844.0 | 0.8 | |
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 144 | 29.7 |
| (b) Individuals (high net worth individuals) | 53 | 87.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 4.2 |
| (h) Charitable organizations | 0 | 1.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 578 | 123.3 |
| By Discretionary | ||
| Discretionary | 577 | 122.3 |
| Non-Discretionary | 1 | 1.1 |
| Total | 578 | 123.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 123.3 | |
| Total | 578 | 123.3 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001725394] |
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|---|---|---|
|
Kirtland Hills Capital Management LLC
✚
|
OH | 0.2 |
|
Nova Wealth Management Inc
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FL | 0.2 |
|
D & P Investment Advisors Ltd
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RI | 0.2 |
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Westbourne Investments Inc
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|
Parkworth Wealth Management Inc
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CA | 0.2 |
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Shaffer Capital Advisers LLC
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OH | 0.2 |
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Colman Knight Advisory Group LLC
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MA | 0.2 |
|
Reservoir Retirement Management LLC
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|
OH | 0.2 |