|
⚲
|
| Keyboard |
| Spectrum Planning & Advisory Services Inc
✚
|
|
|---|---|
| CRD # | 170093 |
| SEC # | 801-119805 |
| CIK # | 0001725394 |
| AUM | 235.7 M (2026-05-05) |
| Employees | 8 (50% Investors, 0% Brokers) |
| Phone | 619-289-9670 |
| Address | 3131 Camino del Rio North San Diego, CA 92108 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Instagram] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Woodward Governor Co | 3.5 | ||
| Amazon Com Inc | 2.9 | ||
| Microsoft Corp | 2.3 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 145 | 41.7 |
| (b) Individuals (high net worth individuals) | 84 | 185.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 5.7 |
| (h) Charitable organizations | 0 | 2.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 807 | 235.7 |
| By Discretionary | ||
| Discretionary | 807 | 235.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 807 | 235.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 235.7 | |
| Total | 807 | 235.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001725394] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Lanier Financial Group LLC
✚
|
GA | 236.2 M |
|
Millares Asset Management LLC
✚
|
FL | 236.2 M |
|
Ipsen Advisor Group LLC
✚
|
AR | 236.1 M |
|
Heritage Financial Counselors LLC
✚
|
NJ | 235.9 M |
|
Crown Oak Advisors LLC
✚
|
235.6 M | |
|
Birch Capital Management LLC
✚
|
235.5 M | |
|
Portland Private Wealth Management Inc
✚
|
OR | 235.4 M |
|
Colorado Wealth Group LLC
✚
|
CO | 235.3 M |
|
Spectrum Financial Resources LLC
✚
|
MI | 235.3 M |
|
Promethium Advisors LLC
✚
|
MD | 235.3 M |