Spectrum Planning & Advisory Services Inc

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Assets, Funds, Holdings

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Spectrum Planning & Advisory Services Inc
CRD #170093
SEC #801-119805
CIK #0001725394
AUM $184.2 M (2025-03-25)
Employees 5 (80% Investors, 0% Brokers)
Phone619-289-9670
Address3131 Camino del Rio North
San Diego, CA 92108
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
190152114763802011201620212026
Sector Form 13F Holdings Value ($M)
Microsoft Corp 3.1
Amazon Com Inc 2.3
Woodward Governor Co 2.1
iShares Comex Gold Trust 1.4
 
 
 
 
 
 
 
Holdings by Sector ($M)
16012896643202019202120232026
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 150 46.6
(b) Individuals (high net worth individuals) 61 130.3
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 4.9
(h) Charitable organizations 0 2.4
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 728 184.2
By Discretionary
Discretionary 728 184.2
Non-Discretionary 0 0.0
Total 728 184.2
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 184.2
Total 728 184.2
EDGAR Form CIK 2011 - 2025
13F-HR [0001725394]
Comparable Firms State AUM ($B)
Sunstate Wealth Management LLC
FL 0.2
Emerald Bay Wealth Management LLC
CA 0.2
Radix Organization Inc
NY 0.2
Brian Low Financial Group LLC
LA 0.2
Alere Planning LLC
MD 0.2
Angelus Investment Consulting Inc
FL 0.2
Lighthouse Financial Management LLC
RI 0.2
Pullen Investment Management LLC
FL 0.2
Flying Point Financial Inc
MA 0.2
Southport Station Financial Management LLC
CT 0.2
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