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| Spectrum Planning & Advisory Services Inc
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|---|---|
| CRD # | 170093 |
| SEC # | 801-119805 |
| CIK # | 0001725394 |
| AUM | $235.7 M (2026-05-05) |
| Employees | 8 (50% Investors, 0% Brokers) |
| Phone | 619-289-9670 |
| Address | 3131 Camino del Rio North San Diego, CA 92108 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Instagram] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001725394 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Woodward Governor Co | 3.5 | ||
| Amazon Com Inc | 2.9 | ||
| Microsoft Corp | 2.3 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 145 | 41.7 |
| (b) Individuals (high net worth individuals) | 84 | 185.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 5.7 |
| (h) Charitable organizations | 0 | 2.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 807 | 235.7 |
| By Discretionary | ||
| Discretionary | 807 | 235.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 807 | 235.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 235.7 | |
| Total | 807 | 235.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001725394] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Lanier Financial Group LLC
✚
|
GA | 0.2 |
|
Millares Asset Management LLC
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FL | 0.2 |
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Ipsen Advisor Group LLC
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AR | 0.2 |
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Heritage Financial Counselors LLC
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NJ | 0.2 |
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Crown Oak Advisors LLC
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0.2 | |
|
Birch Capital Management LLC
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0.2 | |
|
Portland Private Wealth Management Inc
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|
OR | 0.2 |
|
Colorado Wealth Group LLC
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|
CO | 0.2 |
|
Spectrum Financial Resources LLC
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|
MI | 0.2 |
|
Promethium Advisors LLC
✚
|
MD | 0.2 |