|
⚲
|
| Spring Lake Asset Management Inc
✚
| |
|---|---|
| CRD # | 283750 |
| SEC # | 801-108168 |
| CIK # | |
| AUM | $1.1 BB (2024-03-19) |
| Employees | 8 (75% Investors, 0% Brokers) |
| Phone | 813-336-6889 |
| Address | 3214 West Parkland Blvd Tampa, FL 33609 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Spring Lake Unconstrained Municipal Opportunities Fund II LLC | [2018-03-12] | 64.6 | 149.0 |
| HF | Spring Lake Unconstrained Municipal Opportunities Fund LLC | [2016-04-28] | 686.6 | 937.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 1,086.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 1,086.0 |
| By Discretionary | ||
| Discretionary | 3 | 1,086.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 1,086.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 347.3 | |
| United States Persons | 738.7 | |
| Total | 3 | 1,086.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Christopher Crosby | 19 | ||
| Thomas Caldwell | 14 | ||
| Spring Lake Asset Management Inc | 2 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Stonecastle Advisors LLC
✚
|
NY | 1.1 |
|
Tree Line Advisors Hong Kong Ltd
✚
|
1.1 | |
|
MERK Investments LLC
✚
|
CA | 1.1 |
|
Dorsey Asset Management LLC
✚
|
IL | 1.1 |
|
ACK Asset Management LLC
✚
|
CT | 1.1 |
|
East Bridge Capital Management LP
✚
|
MA | 1.1 |
|
Amity Ventures LLC
✚
|
CA | 1.1 |
|
Hercules Adviser LLC
✚
|
CA | 1.1 |
|
Malabar Investments LLC
✚
|
NY | 1.1 |
|
Cartenna Capital LP
✚
|
CT | 1.1 |