|
⚲
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| Spring Lake Asset Management Inc
✚
|
|
|---|---|
| CRD # | 283750 |
| SEC # | 801-108168 |
| CIK # | |
| AUM | $1.5 B (2026-03-20) |
| Employees | 10 (80% Investors, 0% Brokers) |
| Phone | 813-336-6889 |
| Address | |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Spring Lake Unconstrained Municipal Opportunities Fund II LLC | [2018-03-12] | 770.0 | 151.9 |
| HF | Spring Lake Unconstrained Municipal Opportunities Fund LLC | [2016-04-28] | 770.0 | 1,280.9 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 1,472.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 1,472.3 |
| By Discretionary | ||
| Discretionary | 4 | 1,472.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 1,472.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 249.7 | |
| United States Persons | 1,222.7 | |
| Total | 4 | 1,472.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Christopher Crosby | 20 | 3 | ||
| Thomas Caldwell | 14 | 2 | ||
| Spring Lake Asset Management Inc | 2 | 2 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Linear B Partners LP
✚
|
NY | 1.5 |
|
CCS Partners LLC
✚
|
NY | 1.5 |
|
Iso-Mts Capital Management LP
✚
|
CT | 1.5 |
|
Gabelli & Company Investment Advisers Inc
✚
|
CT | 1.5 |
|
Acuitas Investments LLC
✚
|
WA | 1.5 |
|
Par Capital Management Inc
✚
|
MA | 1.5 |
|
Community Investment Management LLC
✚
|
CA | 1.5 |
|
Dendur Capital LP
✚
|
NY | 1.5 |
|
Twin Tree Management LP
✚
|
TX | 1.5 |
|
Brooklands Fund Management Limited
✚
|
1.5 |