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| Spring Lake Asset Management Inc
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|---|---|
| CRD # | 283750 |
| SEC # | 801-108168 |
| CIK # | |
| AUM | 1,472.3 M (2026-03-20) |
| Employees | 10 (80% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 813-336-6889 |
| Address | |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Spring Lake Unconstrained Municipal Opportunities Fund II LLC | [2018-03-12] | 770.0 M | 151.9 M |
| Filed 2025-12-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Spring Lake Unconstrained Municipal Opportunities Fund LLC | [2016-04-28] | 770.0 M | 1,280.9 M |
| Filed 2025-12-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 1,472.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 1,472.3 |
| By Discretionary | ||
| Discretionary | 4 | 1,472.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 1,472.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 249.7 | |
| United States Persons | 1,222.7 | |
| Total | 4 | 1,472.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Christopher Crosby | Executive Officer | 20 | 3 | |
| Thomas Caldwell | Executive Officer | 14 | 2 | |
| Spring Lake Asset Management Inc | Director | 2 | 2 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 549300SOYIVCXO2JZN97 |
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