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| Spring Mountain Capital LP
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|---|---|
| CRD # | 119126 |
| SEC # | 801-61805 |
| CIK # | 0001549456, 0001549455 |
| AUM | 310.9 M (2026-04-21) |
| Employees | 17 (53% Investors, 0% Brokers) |
| Phone | 212-292-8300 |
| Address | 787 7th Avenue New York, NY 10019 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | SMC Private Capital Fund II LP | [2023-03-30] | 8.3 M | 13.8 M |
| Filed 2022-07-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Commission $38,063 · Revenue Decline to Disclose | ||||
| PE | WHIN Opportunity Fund LP | [2022-03-31] | 11.9 M | 12.2 M |
| Filed 2024-09-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | SMC Private Capital Fund LP | [2018-06-04] | 42.1 M | 50.3 M |
| Offered $42,120,000 · Filed 2021-01-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | SMC Total Return Fund LP | [2018-03-26] | 53.6 M | 74.5 M |
| Filed 2025-04-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Spring Mountain Blue Fund LP | 2015-03-31 | 0.9 M | |
| HF | SMC Alpha Plus Fund LP | [2014-08-08] | 14.0 M | 13.9 M |
| Filed 2017-02-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Aozora - SMC Alternative Strategies Fund Ltd | 2012-03-30 | 7.4 M | |
| HF | Centigrade Fund Limited | 2012-03-30 | 1.1 M | |
| HF | SMC Alternative Strategies Fund LLC | 2012-03-30 | 7.8 M | |
| HF | SMC Alternative Strategies Fund Ltd | 2012-03-30 | 8.7 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 0.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 7 | 0.3 |
| By Discretionary | ||
| Discretionary | 7 | 0.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 7 | 0.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.3 | |
| Total | 7 | 0.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Gregory Ho | Executive Officer, Promoter | 30 | 3 | |
| John Steffens | Executive Officer, Promoter | 21 | 3 | |
| Smc Total Return GP LLC | Promoter | 1 | 1 | |
| Smc Holdings I GP LLC | Promoter | 1 | 1 | |
| Smc Holdings III GP LLC | Promoter | 1 | 1 | |
| Smc Aaf GP LLC | Promoter | 1 | 1 | |
| Smc Private Capital II GP LLC | Promoter | 1 | 1 | |
| Smc Private Capital GP LLC | Promoter | 1 | 1 | |
| Smc Holdings II GP LLC | Promoter | 1 | 1 | |
| Spring Mountain Capital GP LLC | Promoter | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001549455] | |
| 4 | [0001549455] | |
| SC 13D | [0001549455] | |
| 3 | [0001549456] | |
| 4 | [0001549456] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Spring Mountain Capital LLC | GIGA Tronics Inc | [2019-01-10] |
| Spring Mountain Capital LLC | Greenman Technologies Inc | [2012-05-10] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.6B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 254900UACH2CMS2WJV21 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Gresham Worldwide Inc GIGA
Common Stock
|
2020-08-27 | Sell | 62,715 | $3.86 | 242,080 |
|
Gresham Worldwide Inc GIGA
Series B Convertible Voting Perpetual Preferred Stock · derivative
|
2020-08-27 | Sell | 8,704.44 | $81.77 | 711,762 |
|
Gresham Worldwide Inc GIGA
Series D Convertible Voting Perpetual Preferred Stock · derivative
|
2020-08-27 | Sell | 5,111.86 | $53.15 | 271,695 |
|
Gresham Worldwide Inc GIGA
Series C Convertible Voting Perpetual Preferred Stock · derivative
|
2020-08-27 | Sell | 3,020.35 | $54.26 | 163,884 |
|
Gresham Worldwide Inc GIGA
Series C Convertible Voting Perpetual Preferred Stock · derivative
|
2019-07-31 | Other | 404.30 | $0.00 | |
|
Gresham Worldwide Inc GIGA
Series B Convertible Voting Perpetual Preferred Stock · derivative
|
2019-07-31 | Other | 476.25 | $0.00 | |
|
Greenman Technologies Inc APGI
Common Stock
|
2017-12-19 | Sell | 1,740,585 | ||
|
Greenman Technologies Inc APGI
Common Stock
|
2017-12-19 | Sell | 954,209 | ||
|
Greenman Technologies Inc APGI
Common Stock
|
2017-12-19 | Sell | 1,947,370 | ||
|
Greenman Technologies Inc APGI
Common Stock
|
2017-12-19 | Sell | 5,077,704 | ||
|
Greenman Technologies Inc APGI
Common Stock
|
2017-12-19 | Sell | 4,123,095 | ||
|
Greenman Technologies Inc APGI
Common Stock Warrants (right to buy) · derivative
|
2017-12-19 | Sell | 8,725,000 | ||
|
Greenman Technologies Inc APGI
Common Stock Warrants (right to buy) · derivative
|
2017-12-19 | Sell | 2,908,332 | ||
|
Greenman Technologies Inc APGI
Common Stock Warrants (right to buy) · derivative
|
2017-12-19 | Sell | 2,596,575 | ||
|
Greenman Technologies Inc APGI
10% Convertible Preferred Stock · derivative
|
2017-12-19 | Sell | 65.33 | ||
|
Greenman Technologies Inc APGI
Series C Convertible Preferred Stock · derivative
|
2017-12-19 | Sell | 51.93 | ||
|
Greenman Technologies Inc APGI
Common Stock Warrants (right to buy) · derivative
|
2017-12-19 | Sell | 1,225,000 | ||
|
Greenman Technologies Inc APGI
Common Stock Warrants (right to buy) · derivative
|
2017-12-19 | Sell | 408,333 | ||
|
Greenman Technologies Inc APGI
Common Stock Warrants (right to buy) · derivative
|
2017-12-19 | Sell | 2,596,575 | ||
|
Greenman Technologies Inc APGI
10% Convertible Preferred Stock · derivative
|
2017-12-19 | Sell | 213.33 | ||
| showing 20 of 104 most recent transactions | |||||
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