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| Spring Mountain Capital LP
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|---|---|
| CRD # | 119126 |
| SEC # | 801-61805 |
| CIK # | 0001549456, 0001549455 |
| AUM | $1.7 BB (2024-03-29) |
| Employees | 35 (66% Investors, 0% Brokers) |
| Phone | 212-292-8300 |
| Address | 650 Madison Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | SMC Private Capital Fund II LP | [2023-03-30] | 8.3 | 12.0 |
| PE | WHIN Opportunity Fund LP | [2022-03-31] | 11.9 | 11.5 |
| PE | SMC Growth Capital Partners III LP | [2021-03-31] | 129.7 | 136.9 |
| PE | SMC Private Capital Fund LP | [2018-06-04] | 42.1 | 49.3 |
| HF | SMC Total Return Fund LP | [2018-03-26] | 53.6 | 72.1 |
| HF | Spring Mountain Blue Fund LP | 2015-03-31 | 0.9 | |
| HF | SMC Alpha Plus Fund LP | [2014-08-08] | 14.0 | 13.9 |
| PE | SMC Growth Capital Partners II LP | [2014-08-08] | 111.0 | 157.1 |
| PE | SMC Private Equity Holdings LP | [2014-03-26] | 23.9 | 25.6 |
| HF | Aozora - SMC Alternative Strategies Fund Ltd | 2012-03-30 | 7.4 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 302 | 0.1 |
| (b) Individuals (high net worth individuals) | 228 | 0.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 0.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 1 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 51 | 0.1 |
| (n) Other | 25 | 0.0 |
| Total | 616 | 1.7 |
| By Discretionary | ||
| Discretionary | 591 | 1.6 |
| Non-Discretionary | 25 | 0.0 |
| Total | 616 | 1.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.7 | |
| Total | 616 | 1.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Gregory Ho | 26 | |||
| John Steffens | 20 | |||
| SMC Private Equity Holdings GP LLC | 1 | |||
| SMC AAF GP LLC | 1 | |||
| SMC Private Capital GP LLC | 1 | |||
| SMC Holdings II GP LLC | 1 | |||
| SMC Growth Capital II GP LLC | 1 | |||
| SMC Holdings III GP LLC | 1 | |||
| SMC Growth Capital III GP LLC | 1 | |||
| SMC Total Return GP LLC | 1 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 3 | [0001549455] | |
| 4 | [0001549455] | |
| SC 13D | [0001549455] | |
| 3 | [0001549456] | |
| 4 | [0001549456] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Spring Mountain Capital LLC | GIGA Tronics Inc | [2019-01-10] |
| Spring Mountain Capital LLC | Greenman Technologies Inc | [2012-05-10] |
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