Sprott Asset Management USA Inc

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Sprott Asset Management USA Inc ✚
CRD #	139022
SEC #	801-66131
CIK #	0001277006, 0001728686
AUM	10.12 B (2026-03-30)
Employees	64 (55% Investors, 53% Brokers)
Phone	203-656-2400
Address	320 Post Road Darien, CT 06820
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

Type	Form D Funds	Date	Sold	AUM
HF	Sprott Physical Commodities Fund LP	[2024-03-26]	28.0 M	54.8 M
	Filed 2025-10-21 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Commission $78,330 · Net Assets Decline to Disclose
HF	Resource Exploration and Development Private Placement QP LP	[2022-10-10]	14.7 M	76.8 M
	Filed 2025-07-14 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Sprott Critical Materials Fund LP	[2022-10-10]	10.0 M	9.6 M
	Offered $10,000,000 · Filed 2022-10-21 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration More than one year · Net Assets Decline to Disclose
HF	Resource Exploration and Development Private Placement LP	[2022-03-31]	39.0 M	53.5 M
	Filed 2025-07-14 (D/A) · Exemption 506(c), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Drill Driven Alpha Fund LP	[2020-03-30]	11.4 M	53.4 M
	Filed 2020-03-27 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $200,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Sprott Hathaway Special Situations Fund LP	[2019-03-28]	63.3 M	192.4 M
	Filed 2026-01-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $581,369 · Net Assets Decline to Disclose

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	2,039	0.4
(b) Individuals (high net worth individuals)	1,062	2.2
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	14	6.5
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	4	0.4
(g) Pension and profit sharing plans	54	0.1
(h) Charitable organizations	5	0.1
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	184	0.3
(n) Other	0	0.0
Total	3,362	10.1
By Discretionary
Discretionary	2,012	8.7
Non-Discretionary	1,350	1.4
Total	3,362	10.1
By Non-United States Persons
Non-United States Persons		0.1
United States Persons		10.0
Total	3,362	10.1

Form D Directors	Role	# Filings	# Firms
Varinder Bhathal	Executive Officer	13	3
Thomas Ulrich	Executive Officer	5	3
Brandon Hamada	Executive Officer	3	3
Sprott US GenPar LLC	Executive Officer	8	2
Neil Adshead	Executive Officer	4	2
Eric Angeli	Executive Officer	4	2
Sprott Asset Management USA Inc	Executive Officer	3	2
Samay Bhachech	Executive Officer	2	2
Momina Walli	Executive Officer	2	2

Firm Profile (Form ADV)
Discretionary AUM	$0.1B
Serves	Institutional, Retail
Fund Types	Hedge Fund, Private Equity
LEI	254900K9OJPGKBB1W554

Comparable Firms	State	AUM
Baron Capital Management Inc ✚	NY	10.79 B
Generation Investment Management US LLP ✚	CA	10.54 B
Mill Creek Capital Advisors LLC ✚	PA	10.47 B
Brown Advisory Investment Solutions Group LLC ✚	MD	9,838.9 M
SignatureFD LLC ✚	GA	9,675.9 M
GAM International Management Limited ✚		9,416.1 M
Tolleson Private Wealth Management LLC ✚	TX	9,258.8 M
Procyon Advisors LLC ✚	CT	9,204.3 M
Simon Quick Advisors LLC ✚	NJ	9,006.8 M
Tortoise Capital Advisors LLC ✚	KS	8,928.6 M

Sprott Asset Management USA Inc

Assets, Funds, Holdings