|
⚲
|
| Steben & Company LLC
✚
| |
|---|---|
| CRD # | 117808 |
| SEC # | 801-64686 |
| CIK # | 0001572829, 0001146224 |
| AUM | $119.4 MM (2024-03-11) |
| Employees | 8 (88% Investors, 62% Brokers) |
| Phone | 952-767-6900 |
| Address | 687 Excelsior Blvd Excelsior, MN 55331 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Steben Select Multi-Strategy Master Fund | [2013-07-30] | 64.4 | 54.8 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 119.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 119.4 |
| By Discretionary | ||
| Discretionary | 1 | 119.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 119.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 119.4 | |
| Total | 1 | 119.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Mark Schwartz | 40 | ||
| Andrew Putterman | 10 | ||
| Carl Serger | 5 | ||
| George Morriss | 4 | ||
| Francine Rosenberger | 4 | ||
| Kenneth Steben | 3 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 3 | [0001572829] | |
| 4 | [0001572829] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| Steben & Company Inc | |
| Steben Select Multi-Strategy Fund | |
| Steben Select Multi-Strategy Master Fund |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Galileo Investment Management LLC
✚
|
NY | 0.1 |
|
Chicago Capital Management LLC
✚
|
IL | 0.1 |
|
Braeside Investments LLC
✚
|
TX | 0.1 |
|
Endurant Capital Management LP
✚
|
CA | 0.1 |
|
Vespermare Capital LP
✚
|
NY | 0.1 |
|
Jasper Capital Hong Kong Limited
✚
|
0.1 | |
|
Blue Door Asset Management LLC
✚
|
CT | 0.1 |
|
CF Capital LLC
✚
|
MA | 0.1 |
|
9823 Capital LP
✚
|
TX | 0.1 |
|
Ategra Capital Management LLC
✚
|
VA | 0.1 |