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| Steben & Company LLC
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|---|---|
| CRD # | 117808 |
| SEC # | 801-64686 |
| CIK # | 0001572829, 0001146224 |
| AUM | 69.2 M (2026-02-17) |
| Employees | 8 (88% Investors, 62% Brokers) |
| Phone | 952-767-6900 |
| Address | 687 Excelsior Blvd Excelsior, MN 55331 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Steben Select Multi-Strategy Master Fund | [2013-07-30] | 64.4 M | 54.8 M |
| Filed 2018-11-06 (D/A) · Exemption 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 69.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 69.2 |
| By Discretionary | ||
| Discretionary | 1 | 69.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 69.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 69.2 | |
| Total | 1 | 69.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Mark Schwartz | Director | 42 | 4 | |
| Andrew Putterman | Director | 11 | 4 | |
| Carl Serger | Executive Officer | 5 | 2 | |
| George Morriss | Director | 5 | 2 | |
| Francine Rosenberger | Executive Officer | 4 | 2 | |
| Kenneth Steben | Executive Officer | 3 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001572829] | |
| 4 | [0001572829] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.6B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 5493005B8M17F88H9I9 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Steben Select Multi-Strategy Fund | |
| Steben & Company Inc | |
| Steben Select Multi-Strategy Master Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Steben Select Multi-Strategy Fund NONE
Shares of Beneficial Interest - Class A
|
2017-07-27 | Sell | 1,305.53 | $8.49 | 11,084 |
|
Steben Select Multi-Strategy Fund NONE
Shares of Beneficial Interest - Class I
|
2017-07-27 | Sell | 27,151.25 | $9.02 | 244,904 |
|
Steben Select Multi-Strategy Master Fund NONE
Shares of Beneficial Interest
|
2017-07-26 | Sell | 12,320.32 | $10.56 | 130,103 |
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