Stephens Investment Management LLC

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Assets, Funds, Holdings

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Stephens Investment Management LLC
CRD #124968
SEC #801-65668
CIK #0001314440, 0000094074, 0001427999, 0001349475, 0001957244, 0000757657
AUM
Employees
Phone415-835-3819
AddressOne Sansome Street
San Francisco, CA 94104
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
2502001501005002006201220182024
Sector Form 13F Holdings Value ($B)
Microsoft Corp 0.2
Apple Inc 0.2
Wal Mart Stores Inc 0.1
Nvidia Corp 0.1
Amazon Com Inc 0.1
J P Morgan Chase & Co 0.1
Broadcom Inc 0.1
KURA Sushi USA Inc 0.1
Facebook Inc 0.1
Alphabet Inc 0.1
View All
Holdings by Sector ($B)
10.08.06.04.02.00.02012201620212026
Type Form D Funds Date Sold ($M) AUM ($M)
HF Nanocap Fund LP 2012-03-30 21.3
HF Stephens Industry II LP [2012-03-30] 1.1 8.5
HF Stephens Industry LP [2012-03-30] 9.5 4.4
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 6 197.0
By Discretionary
Discretionary 6 197.0
Non-Discretionary 0 0.0
Total 6 197.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 197.0
Total 6 197.0
Form D Directors # Filings # Firms 2011 - 2025
Paul Stephens 14
W Stephens 17
P Stephens 16
Stephens Investment Management LLC 7
EDGAR Form CIK 2011 - 2025
13F-HR [0000757657]
4 [0000757657]
SC 13G [0000757657]
13F-HR [0001314440]
SC 13G [0001314440]
SC 13G [0001349475]
13F-HR [0001427999]
3 [0001427999]
4 [0001427999]
SC 13D [0001427999]
SC 13G [0001427999]
Form 13D/13G Filer Form 13D/13G Subject Filed
Stephens Investment Management Group LLC Encore Capital Group Inc [2025-08-13]
Stephens Group LLC Conns Inc [2024-05-29]
Stephens Group LLC Westrock Coffee Co [2024-01-05]
Stephens Group LLC CS Disco Inc [2023-01-06]
Stephens Group LLC Westrock Coffee Co [2022-09-02]
Stephens Investment Management Group LLC MGP Ingredients Inc [2022-02-11]
Stephens Group LLC Conns Inc [2022-01-28]
Stephens Group LLC CS Disco Inc [2022-01-25]
Stephens Inc /AR/ KURA Sushi USA Inc [2020-02-14]
Stephens Investment Management LLC American Farmland Co [2016-06-23]
Stephens Investment Management Group LLC Potbelly Corp [2016-02-12]
Stephens Investment Management Group LLC National Cinemedia Inc [2016-02-12]
Stephens Investment Management Group LLC Inventure Foods Inc [2015-02-17]
Stephens Investment Management LLC Miranda Gold Corp [2014-11-12]
Stephens Investment Management Group LLC del Frisco's Restaurant Group Inc [2014-02-14]
Stephens Investment Management Group LLC Chuy's Holdings Inc [2014-02-14]
Stephens Investment Management LLC Eurasian Minerals Inc [2013-08-23]
Stephens Investment Management LLC Overland Storage Inc [2013-02-15]
Stephens Investment Management LLC Strategic Diagnostics Inc/De/ [2013-02-14]
Form 3/4/5 Subject 2011 - 2025
Conns Inc
Sg-1890 LLC
Stephens W. R. Jr.
Campbell Elizabeth Stephens
Stephens Group, LLC
Westrock Coffee Co
SG-Coffee, LLC
SG-Disco, LLC
CS Disco, Inc.
Stephens Inc /AR/
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