|
⚲
|
| Steven Charles Capital Ltd
✚
| |
|---|---|
| CRD # | 104814 |
| SEC # | 801-26716 |
| CIK # | |
| AUM | $130.0 MM (2024-03-05) |
| Employees | 2 (100% Investors, 50% Brokers) |
| Phone | 585-325-1870 |
| Address | 200 Canal View Blvd Rochester, NY 14623 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 8 | 22.0 |
| (b) Individuals (high net worth individuals) | 91 | 108.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 114 | 130.0 |
| By Discretionary | ||
| Discretionary | 114 | 130.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 114 | 130.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 130.0 | |
| Total | 114 | 130.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Michael S Ryan Inc
✚
|
NY | 0.1 |
|
Allegiance Financial Group Inc
✚
|
ME | 0.1 |
|
Kensington Financial Advisors LLC
✚
|
NJ | 0.1 |
|
Delos Wealth Advisors LLC
✚
|
TX | 0.1 |
|
Waypoint Strategic Advisors LLC
✚
|
SC | 0.1 |
|
GPWM LLC
✚
|
PA | 0.1 |
|
Newground Social Investment SPC
✚
|
WA | 0.1 |
|
Nobscot Investment Management LLC
✚
|
MA | 0.1 |
|
Echelons Capital LLC
✚
|
UT | 0.1 |
|
Wynwood Capital LLC
✚
|
FL | 0.1 |