Stokes Asset Management LLC

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Stokes Asset Management LLC
CRD #322470
SEC #801-126390
CIK #
AUM
Employees 6 (100% Investors, 0% Brokers)
Fees
Minimum
Phone504-399-4100
Address1100 Poydras St
New Orleans, LA 70163
Source [IAPD]
Total AUM ($M)
2016128402011201620212026
Fees and Compensation — Form ADV Part 2A (3/7/2025) [Brochure]
Item 5: Fees and Compensation
  A. The Adviser receives no management fee from the Fund for its investment management services.
     However, the Fund is responsible for the Sub-Adviser’s sub-advisory fee, which as of the date of
     this brochure is 0.87% per annum, charged quarterly in arrears based on the fair market value of
     the Fund’s assets (exclusive of uninvested cash before a Trigger Event) and prorated for partial
     quarters.

  B. After an Investor has received all of the Investor’s aggregate unreturned capital contributions,
     20% of the cash available for distribution (as such term is defined in the Fund’s limited
     partnership agreement) shall be distributed to the General Partner (the “Performance Allocation”)
     and 80% shall be returned to the Investor. Thus, each Investor is subject to the payment of a
     performance-based fee to the Fund’s General Partner.

  C. Unless otherwise indicated below, the General Partner, the Adviser, and the Sub-Adviser shall
     each bear their respective operating expenses in connection with managing the Fund’s affairs
     including, without limitation, salaries, office rent, equipment, supplies and other similar
     administrative costs.

      The Fund shall bear all of the costs and expenses associated with the organization of the Fund
      and the offering of its Interests, including, but not limited to: setup, formation, organizational,
      syndication and marketing costs, fees, and expenses in connection with the setup, formation,
      organization and structuring of the Fund, the General Partner (including the definitive agreements
      related thereto), including legal and accounting fees and expenses incident thereto. Costs and
      expenses relating to the organization of the Fund may be capitalized and amortized over a period
      of sixty (60) months or such period as the General Partner determines in its sole discretion. The
      General Partner shall be permitted to make special allocations, in its sole discretion, of income or
      expenses among the Partners to ensure that organizational expenses of the Fund are borne
      equitably by the Partners.

      The Fund will also be responsible for bearing all of its investment and operating expenses,
      including, without limitation: the Sub-Adviser’s sub-advisory fee; all costs and expenses incurred
      in the holding, purchase, sale or exchange of securities; interest on and fees and expenses
      associated with amounts borrowed by the Fund; brokerage fees or commissions, or other similar
      transaction-related costs; costs and expenses incurred for research products and services
      including any terminals and publications; costs incurred in investigating, purchasing or managing
      securities; expenses incurred in connection with the investigation, prosecution or defense of any
      claims by or against the Fund, including claims by or against a governmental authority; taxes
      applicable to the Fund on account of its operations; fees and expenses incurred in connection
      with the maintenance of bank or custodian accounts. The Fund shall also bear expenses incurred
      by the General Partner in serving as the fund representative; any sales or other taxes or
      government charges which may be assessed against the Fund; the cost of liability and other
      premiums for insurance protecting the Fund, the General Partner, the Adviser, and their
      respective partners, members, stockholders, managers, managing directors, officers, directors,
      trustees, employees, agents or affiliates in connection with the activities of the Fund; all out-of-
      pocket expenses of preparing and distributing reports to Investors; out-of-pocket expenses
      associated with Fund communications with Investors, including preparation and distribution of
      annual, quarterly or other reports to Investors; costs associated with Fund meetings and events
      for Investors; all legal, accounting, tax, audit, consulting and professional services fees and
      expenses (including tax preparation and public relations) relating to the Fund and its activities;
      bookkeeping services; fees and expenses related to attending industry conferences; fees and
      expenses relating to outsourced finance, reporting, administration, accounting, and back office
      services; out-of-pocket fees and expenses related to regulatory compliance of the Fund, the
      General Partner, and the Adviser; all fees, costs and expenses relating to litigation and
      threatened litigation involving the Fund, including the Fund’s indemnification obligations;

    arbitration expenses; and all expenses that are not normal and recurring operating expenses and
    all other expenses properly chargeable to the activities of the Fund. The Fund shall bear all
    liquidation costs, fees, and expenses in connection with the liquidation of the Fund at the end of
    the Fund’s term, specifically including but not limited to legal and accounting fees and expenses.

    The General Partner, in its sole discretion, is authorized to take any of the following actions to pay
    the Fund expenses: (i) sell a portion of or all of the Fund’s investments; (ii) accrue such expenses
    until such time as the Fund receives proceeds from its investments; or (iii) pay (or cause one of
    its affiliates to pay) the expenses on behalf of the Fund. The General Partner may also invoice
    the Investors with respect to any such Fund expenses, and any such invoices must be paid by
    the Investors within fifteen (15) days of receipt. If the full amount of the expenses due and owing
    are not paid by an Investor when due, the General Partner, in its sole discretion, may, in addition
    to the remedies described above, reduce the amount of any subsequent distributions or
    withdrawal proceeds payable to such Investor by an amount equal to the unpaid expenses,
...
Account Minimums and Types of Clients — Form ADV Part 2A (3/7/2025) [Brochure]
Item 7: Types of Clients
Adviser generally provides its services to pooled investment vehicles. As of the date of this brochure, the
sole pooled investment vehicle to which the Adviser renders investment management services is the
Fund.

Investors in the Fund are limited partners. The limited partners are not clients of the Adviser, but may be
separately-managed account clients of the Adviser’s affiliate, SFO. Investments into the Fund are being
offered to Investors who are “accredited investors” as defined in Rule 501(a) of Regulation D under the
Securities Act of 1933 (“the Securities Act”) and who are “qualified clients” as defined in Rule 205-3 under
the Investment Advisers Act of 1940 (“Advisers Act”). Investments into the Fund will not be registered
under the Securities Act or the securities laws of any state.

The Adviser generally requires Investors to commit $250,000 as a minimum initial investment, subject to
the Adviser’s sole discretion to accept subscriptions for lesser amounts.
Type Form D Funds Date Sold AUM
HF Stokes Opportunity Fund I LP 2022-07-14
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 15.9
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 15.9
By Discretionary
Discretionary 1 15.9
Non-Discretionary 0 0.0
Total 1 15.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 15.9
Total 1 15.9
Firm Profile (Form ADV)
ServesInstitutional
Fund TypesHedge Fund
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