Stone Lion LP

Search
⚲

Stone Lion LP ✚
CRD #	157391
SEC #	801-73812
CIK #
AUM
Employees	4 (75% Investors, 0% Brokers)
Phone	212-843-1200
Address	622 Third Avenue New York, NY 10017
Source	[IAPD] [Website]

Total AUM ($M) Copy

Type	Form D Funds	Date	Sold	AUM
HF	P Stone Lion IE	2015-11-20		4.6 M
HF	LLSM II LP	[2015-03-30]	165.0 M	32.7 M
	Filed 2015-03-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
HF	SL Puerto Rico Fund II LP	[2015-02-27]	19.0 M	14.6 M
	Filed 2015-02-27 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
HF	SL Puerto Rico Fund LP	[2015-02-27]	65.0 M	41.6 M
	Filed 2015-02-27 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
HF	HHLF LP	[2013-08-20]	75.8 M	3.0 M
	Filed 2013-07-02 (D) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	LLSM LP	[2013-08-20]	218.9 M	6.8 M
	Filed 2013-07-02 (D) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	SL Liquidation Fund LP	[2013-03-21]	9.8 M	4.1 M
	Filed 2014-08-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose
HF	Permal Stone Lion Fund Ltd	2012-02-14		62.5 M
HF	Stone Lion Portfolio LP	[2012-02-14]	339.8 M	23.1 M
	Filed 2015-03-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	18	192.8
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	18	192.8
By Discretionary
Discretionary	18	192.8
Non-Discretionary	0	0.0
Total	18	192.8
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		192.8
Total	18	192.8

Form D Directors	Role	# Filings	# Firms
Mark Cook	Director	125	29
Tammy Jennissen	Director	137	28
Victor Murray	Director	56	19
Stephane Lachance	Director	143	14
Andrew Paul	Director	50	6
Robert Forlenza	Director	26	5
Richard Fisher	Director	23	4
Paul Jones	Director	21	3
John MacFarlane	Director	12	3
John Torell	Director	11	3
Mark Nicholson	Director	11	3
Mark Dalton	Director	10	3
Danielle Schaefer	Executive Officer	8	3
Gavin Boyle	Director	8	3
Mark Houghton-Berry	Director	6	3
George Hanley	Executive Officer	4	2
Alan Mintz	Executive Officer	3	2
Claudia Borg	Executive Officer	3	2
Gregory Hanley	Executive Officer	3	2
Danielle Schafer	Executive Officer	1	1

Firm Profile (Form ADV)
Discretionary AUM	$1.7B
Serves	Institutional
Fund Types	Hedge Fund

Assets, Funds, Holdings