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| Stonepine Asset Management Inc
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|
|---|---|
| CRD # | 317431 |
| SEC # | 801-122764 |
| CIK # | 0001904893 |
| AUM | $40.3 BB (2023-03-31) |
| Employees | 22 (41% Investors, 0% Brokers) |
| Phone | 438-793-0444 |
| Address | 1981 Mcgill College Montreal Quebec, Canada |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001904893 | |
| / | |
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| Microsoft Corp | 1,918.2 | 0.4 | |
| Moodys Corp /DE/ | 49.9 | 0.3 | |
| Alphabet Inc | 1,475.1 | 0.3 | |
| Autozone Inc | 41.4 | 0.3 | |
| Mastercard Inc | 309.6 | 0.3 | |
| UnitedHealth Group Inc | 477.0 | 0.2 | |
| Johnson & Johnson | 465.6 | 0.2 | |
| MSCI Inc | 33.6 | 0.2 | |
| TJX Companies Inc /DE/ | 67.3 | 0.2 | |
| PepsiCo Inc | 226.8 | 0.2 | |
| CME Group Inc | 74.1 | 0.2 | |
| Oracle Corp | 182.8 | 0.2 | |
| Becton Dickinson & Co | 69.7 | 0.1 | |
| Mettler Toledo International INC/ | 25.6 | 0.1 | |
| Otis Worldwide Corp | 29.5 | 0.1 | |
| Sherwin Williams Co | 58.1 | 0.1 | |
| Nike Inc | 161.8 | 0.1 | |
| Graco Inc | 10.1 | 0.1 | |
| Carrier Global Corp | 30.5 | 0.1 | |
| McGraw-hill Companies Inc | 113.1 | 0.0 | |
| Lowes Companies Inc | 111.7 | 0.0 | |
| Analog Devices Inc | 77.2 | 0.0 | |
| Middleby Corp | 7.0 | 0.0 | |
| Adobe Systems Inc | 172.8 | 0.0 | |
| Factset Research Systems Inc | 14.2 | 0.0 | |
| Colgate Palmolive Co | 66.1 | 0.0 | |
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| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Stonepine Global Equity Fund LLC | [2023-03-31] | 30.0 | 97.1 |
| Other | The Stonepine Interntional Equity Fund LLC | [2023-03-31] | 15.0 | 0.0 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 0.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 1 | 0.1 |
| (j) Other investment advisers | 5 | 37.7 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 2.1 |
| (n) Other | 0 | 0.0 |
| Total | 12 | 40.3 |
| By Discretionary | ||
| Discretionary | 9 | 37.1 |
| Non-Discretionary | 3 | 3.2 |
| Total | 12 | 40.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 14.6 | |
| United States Persons | 25.7 | |
| Total | 12 | 40.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Thomas Clancy | 15 | ||
| Nadim Rizk | 2 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001904893] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
MML Investment Advisers LLC
✚
|
MA | 43.6 |
|
Milliman Financial Risk Management LLC
✚
|
IL | 42.9 |
|
Securian Asset Management Inc
✚
|
MN | 41.1 |
|
Flexpath Strategies LLC
✚
|
CA | 39.5 |
|
MEAG New York Corporation
✚
|
NY | 38.9 |
|
Harbor Capital Advisors Inc
✚
|
IL | 38.8 |
|
First Sentier Investors Hong Kong Limited
✚
|
37.2 | |
|
Global X Management Company LLC
✚
|
NY | 36.6 |
|
Systematica Investments Singapore PTE Ltd
✚
|
36.3 | |
|
Systematica Investments UK LLP
✚
|
36.3 |