Sustainable Advisors Alliance LLC

Item 5 Fees and Compensation

Portfolio Management Services

The portfolio management service fee is based on a percentage of the assets under management.
The fee is billed and payable monthly or quarterly in advance or arrears, based on the balance at the
end of the billing period or on an average daily balance. At the Advisor's sole discretion depending on
individual Client circumstances, management fees are negotiable.

Assets in each of your account(s) are included in the fee assessment unless specifically identified in
writing for exclusion. Management fees are applied pro rata based on the days in the billing period for
which you are a client. They are deducted directly from your account through the qualified custodian
holding your funds and securities.

The fee cannot be increased without the client signing a new agreement or amendment.

You may terminate the portfolio management agreement upon a 10-business day written notice. You
will incur a pro rata charge for services rendered prior to the termination of the portfolio management
agreement, which means you will incur management fees only in proportion to the number of days in
the billing period for which you are a client. If you have pre-paid advisory fees that we have not yet
earned, you will receive a prorated refund of those fees.

Use of Sustainable Advisors Alliance for Portfolio Management Services

The fee schedule directly below represents the maximum annual fees we might charge. Your actual
management fees may be lower.

        Tier Level         Dollar Value of Portfolio
                                                                      Maximum Fee

       On the first                 $200,000                               1.65%
       On the next                  $300,000                               1.50%
       On the next                  $500,000                               1.45%
       On the next                  $1,000,000                             1.35%
       On the next                  $1,000,000                             1.30%
       On the next                  $2,000,000                             1.10%
       On the next                  $5,000,000                             0.70%
       On the next                $10,000,000                              0.65%
          Above                   $20,000,000                          Negotiated

Use of Sub-Advisors for Portfolio Management Services

The fee schedule directly below represents the maximum annual fees we might charge. Your actual
management fees may be lower.

        Dollar Value of Portfolio                             Maximum Fee

           On all asset levels                                     1.95%

Please note, the above fee schedule includes the Sub-Advisor’s fee.

Annuity Management Services

The below fee schedule represents the maximum annual fees we may charge for annuity
management services. Your actual management fees may be lower.

                 Dollar Value of Portfolio                        Maximum Fee
                     On all asset levels                              1.50%

Employee Benefit Plan Services
Sustainable Advisors Alliance, LLC will be compensated for Employee Benefit Plan services
according to the value of plan assets not to exceed 1.00% of total plan assets.

Fees for this service are either paid directly by the plan sponsor or deducted directly from the plan
assets by the custodian on a monthly or quarterly basis. The fee above does not include fees to other
parties, such as recordkeepers, custodians, or third-party administrators.

Financial Planning

The fee structure for financial planning consists of the following options depending upon the agreed
upon scope of services:

   ●​ Hourly financial planning engagements are offered at an hourly rate between $125 and $500
      per hour depending on complexity.
   ●​ Flat fee financial planning engagements are offered at a range between $500 and $7,500
      depending on complexity.
   ●​ Ongoing planning engagements paid through a retainer arrangement can be paid monthly,
      quarterly, semi-annually, or annually. The maximum annual fee for the Client is $7,500.

At Advisor’s sole discretion, depending on individual client circumstances, SAA’s planning fees are
negotiable. The fees are due upon completion and a down payment may be requested at the start of
the engagement. Fees for this service may be paid by electronic funds transfer, credit card or check.

This service may be terminated with a 10-business day’s written notice. Upon termination of any
agreement, the fee will be prorated, and any unearned fee will be refunded to the Client. In the event
of early termination by the Client, any fees for advisor time spent and services provided will still be
due.

Additional Fees and Expenses

The fees that you pay to our firm for investment advisory services are separate and distinct from the
fees and expenses charged by mutual funds or exchange traded funds (described in each fund's
prospectus) to their shareholders. Mutual Fund and ETF fees will generally include a fund
management fee and other fund expenses.

You may also incur transaction charges and/or brokerage fees when purchasing or selling securities.
These charges and fees are typically imposed by the broker-dealer or custodian through whom your

account transactions are executed. We do not share in any portion of the brokerage fees/transaction
charges imposed by the broker-dealer or custodian.

To fully understand the total cost you will incur, you should review all the fees charged by mutual
funds, exchange traded funds, our firm, and others. For information on our brokerage practices, refer
to the Brokerage Practices section of this brochure.

Item 7 Types of Clients

We offer investment advisory services to individuals (other than high net worth individuals), high net
worth individuals, pension and profit-sharing plans, retirement plans, corporations, non-profits and
charities.

SAA does not typically require a minimum dollar amount to open and maintain an advisory account.
Specific arrangements may vary based on Client circumstances and are at the SAA Advisor’s
discretion.