Symfonie Capital LLC

5. Fees and Compensation (Continued)

Type of Portfolio              Amount of Funds       Annual Fee as % of   Sliding Scale Note
                               Subject to Advisory   assets
                               Services
High complexity and            Up to $5,000,000      1.5%                 Over $50,000,001 the
multi-asset portfolios                                                    fee is 0.7%

Low complexity and             Up to $5,000,000      0.75%                Over $50,000,001 the
multi-asset portfolio                                                     fee is 0.3%

Short term, high               Up to $5,000,000      0.5%                 Over $50,000,001 the
quality fixed income                                                      fee is 0.2%

Medium and long                Up to $5,000,000      0.8%                 Over $50,000,001 the
duration Fixed Income                                                     fee is 0.3%

Equities                       Up to $5,000,000      0.9%                 Over $50,000,001 the
                                                                          fee is 0.4%

©2013 Symfonie Capital, LLC.                                                                     14

Item 7. Types of Clients

Symfonie services 3 types of Clients as follows:

Institutional investors such as banks, private investment funds and regulated investment funds

High Net Worth Individuals

Family Offices

For relatively simple, portfolios such as mutual funds and exchange traded funds, non-diversified
corporate or government bonds we recommend at least $100,000 per Client account. For
accounts less than $100,000 in size we recommend investments where diversification can be
achieved cost effectively, such as via mutual funds and pooled accounts. To build and manage
effectively a diverse portfolio of corporate bonds we recommend a minimum account size of $1.5
million.

©2013 Symfonie Capital, LLC.                                                                        16