Symphony Asset Management LLC

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Assets, Funds, Holdings

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Symphony Asset Management LLC
CRD #110687
SEC #801-52638
CIK #0001030815
AUM
Employees 99 (44% Investors, 10% Brokers)
Phone415-676-4000
Address555 California Street
San Francisco, CA 94104-1534
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($B)
25201510501999200720152024
Type Form D Funds Date Sold ($M) AUM ($M)
HF Baycity Event Driven Opportunities Fund LP [2020-03-31] 6.6 0.3
HF Baycity Long-Short Equity Fund LP [2018-02-26] 0.6 0.6
HF Baycity Customized Solution Fund R LP [2015-08-06] 67.2 77.1
HF Baycity Customized Solution Fund S LP [2015-08-06] 349.6 336.0
HF Ssf-1 LLC 2014-11-05 113.7
Other Baycity Senior Loan Fund LP [2014-03-31] 752.2 398.2
SA California Street CLO Xi Limited Partnership 2013-03-28 0.4
HF Symphony CLO Opportunities Master Fund LP [2013-03-28] 14.5 33.5
SA Symphony CLO VIII Limited Partnership 2013-03-28 221.6
SA Symphony CLO X Ltd 2013-03-28 0.7
HF Baycity Event Driven Opportunities Master Fund LP [2013-02-19] 78.4 35.8
HF Symphony Event Driven Opportunities Fund 2013-02-19 15.7
HF Symphony Event Driven Opportunities Fund LP 2013-02-19 70.1
HF Adagio Fund [2012-03-30] 496.4 0.0
HF Adante Fund LP 2012-03-30 0.0
HF Arpeggio Fund [2012-03-30] 115.3 0.0
HF Baycity Convertible Arbitrage Master Fund LP 2012-03-30 58.3
Other Baycity Convertible Bond Fund LP [2012-03-30] 7.2 10.0
Other Baycity Small Cap Core Fund LP 2012-03-30 3.1
HF Bravo Fund [2012-03-30] 60.0 1.5
HF Bravura 99 Fund LP [2012-03-30] 431.2 42.5
SA California Street CLO III Ltd [2012-03-30] 9.2
SA California Street CLO II Ltd 2012-03-30 112.9
HF Encore Fund LP 2012-03-30 0.0
HF Fortissimo Fund 2012-03-30 0.0
Other Netnet Ventures Fund I LP 2012-03-30 0.9
HF Overture 7 Fund LP 2012-03-30 100.7
HF Overture Fund LP 2012-03-30 3.2
HF Rhapsody Fund LP [2012-03-30] 557.0 0.0
SA Symphony CLO I Ltd 2012-03-30 392.6
SA Symphony CLO IV Ltd [2012-03-30] 264.8
SA Symphony CLO VII Ltd [2012-03-30] 0.7 329.2
SA Symphony CLO VI Ltd 2012-03-30 384.2
SA Symphony Credit Opportunities Fund Ltd 2012-03-30 256.5
HF Symphony Credit Opportunities Master Fund LP 2012-03-30 100.2
HF Symphony Equity and Credit Opportunities Fund LP [2012-03-30] 0.0 0.1
HF Symphony Eureka Fund LP [2012-03-30] 247.6 343.3
HF Symphony Hedging Entity Ltd 2012-03-30 5.8
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 12 5.7
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 29 9.2
(g) Pension and profit sharing plans 3 0.5
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 1 0.1
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 1 0.7
(n) Other 0 0.0
Total 46 16.2
By Discretionary
Discretionary 46 16.2
Non-Discretionary 0 0.0
Total 46 16.2
By Non-United States Persons
Non-United States Persons 8.1
United States Persons 8.1
Total 46 16.2
Limited Partners2011 - 2025
California Public Employees' Retirement System
Form D Directors # Filings # Firms 2011 - 2025
Ronan Guilfoyle 355
David Bree 428
Abali Hoilett 137
Ivana Faltysova 81
Lisa Alexander 75
Ernest Morrison 27
Andrew Dean 29
Richard Gordon 43
David Cooper 41
David Goldstein 44
View All
EDGAR Form CIK 2011 - 2025
13F-HR [0001030815]
13F-NT [0001030815]
D [0001030815]
SC 13G [0001030815]
Form 13D/13G Filer Form 13D/13G Subject Filed
Symphony Asset Management LLC iHeartMedia Inc [2020-01-15]
Symphony Asset Management LLC Acorda Therapeutics Inc [2020-01-15]
Symphony Asset Management LLC Cumulus Media Inc [2019-02-14]
Symphony Asset Management LLC Comstock Resources Inc [2017-02-14]
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