Symphony Asset Management LLC

Search
⚲

Symphony Asset Management LLC ✚
CRD #	110687
SEC #	801-52638
CIK #	0001030815
AUM
Employees	99 (44% Investors, 10% Brokers)
Fees
Minimum
Phone	415-676-4000
Address	555 California Street San Francisco, CA 94104-1534
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]

Total AUM ($B) Copy

Type	Form D Funds	Date	Sold	AUM
HF	Baycity Event Driven Opportunities Fund LP	[2020-03-31]	6.6 M	0.3 M
	Filed 2018-09-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Baycity Long-Short Equity Fund LP	[2018-02-26]	0.6 M	0.6 M
	Filed 2019-09-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Baycity Customized Solution Fund R LP	[2015-08-06]	67.2 M	77.1 M
	Filed 2019-09-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Baycity Customized Solution Fund S LP	[2015-08-06]	349.6 M	336.0 M
	Filed 2019-09-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	SSF-1 LLC	2014-11-05		113.7 M
Other	Baycity Senior Loan Fund LP	[2014-03-31]	752.2 M	398.2 M
	Filed 2019-09-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	California Street CLO Xi Limited Partnership	2013-03-28		0.4 M
HF	Symphony CLO Opportunities Master Fund LP	[2013-03-28]	1.4 M	33.5 M
	Filed 2014-05-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $3,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Symphony CLO VIII Limited Partnership	2013-03-28		221.6 M
SA	Symphony CLO X Ltd	2013-03-28		0.7 M
HF	Baycity Event Driven Opportunities Master Fund LP	[2013-02-19]	6.6 M	35.8 M
	Filed 2018-09-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Symphony Event Driven Opportunities Fund	2013-02-19		15.7 M
HF	Symphony Event Driven Opportunities Fund LP	2013-02-19		70.1 M
HF	Adagio Fund	[2012-03-30]	496.4 M
	Filed 2019-09-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Adante Fund LP	2012-03-30
HF	Arpeggio Fund	[2012-03-30]	115.3 M
	Offered $200,000,000 · Filed 2018-05-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining $84,676,196 · Duration More than one year · Net Assets Decline to Disclose
HF	Baycity Convertible Arbitrage Master Fund LP	2012-03-30		58.3 M
Other	Baycity Convertible Bond Fund LP	[2012-03-30]	7.2 M	10.0 M
	Offered $500,000,000 · Filed 2013-12-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining $492,810,709 · Duration More than one year · Net Assets Decline to Disclose
Other	Baycity Small Cap Core Fund LP	2012-03-30		3.1 M
HF	Bravo Fund	[2012-03-30]	60.0 M	1.5 M
	Offered $500,000,000 · Filed 2011-05-05 (D/A) · Exemption 506, 3(c)(7) · Minimum $250,000 · Remaining $440,000,000 · Duration More than one year · Net Assets Decline to Disclose
HF	Bravura 99 Fund LP	[2012-03-30]	431.2 M	42.5 M
	Offered $500,000,000 · Filed 2018-07-11 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining $68,770,299 · Duration More than one year · Net Assets Decline to Disclose
SA	California Street CLO III Ltd	[2012-03-30]		9.2 M
SA	California Street CLO II Ltd	2012-03-30		112.9 M
HF	Encore Fund LP	2012-03-30
HF	Fortissimo Fund	2012-03-30
Other	Netnet Ventures Fund I LP	2012-03-30		0.9 M
HF	Overture 7 Fund LP	2012-03-30		100.7 M
HF	Overture Fund LP	2012-03-30		3.2 M
HF	Rhapsody Fund LP	[2012-03-30]	557.0 M
	Filed 2018-07-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Symphony CLO I Ltd	2012-03-30		392.6 M
SA	Symphony CLO IV Ltd	[2012-03-30]		264.8 M
SA	Symphony CLO VII Ltd	[2012-03-30]	0.7 M	329.2 M
	Offered $93,500,000 · Filed 2011-06-14 (D) · Exemption 506 · Minimum $100,000 · Remaining $92,825,000 · Duration One year or less · Commission $8,392 · Revenue Decline to Disclose
SA	Symphony CLO VI Ltd	2012-03-30		384.2 M
SA	Symphony Credit Opportunities Fund Ltd	2012-03-30		256.5 M
HF	Symphony Credit Opportunities Master Fund LP	2012-03-30		100.2 M
HF	Symphony Equity and Credit Opportunities Fund LP	[2012-03-30]		0.1 M
	Filed 2010-11-09 (D) · Exemption 506, 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Symphony Eureka Fund LP	[2012-03-30]	247.6 M	343.3 M
	Filed 2010-11-17 (D/A) · Exemption 506, 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Symphony Hedging Entity Ltd	2012-03-30		5.8 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	12	5.7
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	29	9.2
(g) Pension and profit sharing plans	3	0.5
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	1	0.1
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	1	0.7
(n) Other	0	0.0
Total	46	16.2
By Discretionary
Discretionary	46	16.2
Non-Discretionary	0	0.0
Total	46	16.2
By Non-United States Persons
Non-United States Persons		8.1
United States Persons		8.1
Total	46	16.2

Limited Partners	2011 - 2026
California Public Employees' Retirement System

Form D Directors	Role	# Filings	# Firms
Ronan Guilfoyle	Director	358	108
David Bree	Director	428	100
Abali Hoilett	Director	137	35
Ivana Faltysova	Director	86	26
Lisa Alexander	Director	75	17
Andrew Dean	Director	29	12
Richard Gordon	Director	45	11
Ernest Morrison	Director	27	11
David Cooper	Director	42	6
David Goldstein	Executive Officer	44	4
View All

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001030815]
13F-NT	[0001030815]
D	[0001030815]
SC 13G	[0001030815]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Symphony Asset Management LLC	iHeartMedia Inc	[2020-01-15]
Symphony Asset Management LLC	Acorda Therapeutics Inc	[2020-01-15]
Symphony Asset Management LLC	Cumulus Media Inc	[2019-02-14]
Symphony Asset Management LLC	Comstock Resources Inc	[2017-02-14]

Firm Profile (Form ADV)
Discretionary AUM	$17.0B
Serves	Institutional, Retail
Fund Types	Hedge Fund
LEI	549300WWPCXP14L1F885

Symphony Asset Management LLC

Assets, Funds, Holdings