Synergy Capital of Colorado LLC

ITEM 5 - FEES AND COMPENSATION

Advisory Fees and Compensation
We charge a fee as compensation for providing Investment Management services on your account, not to exceed
2.00%. These services include advisory services, trade entry, investment supervision, and other account-
maintenance activities. Fee billing methods are defined in the client Investment Advisory Agreement. Although
Synergy Capital has established a maximum annual fee as stated above, we retain the discretion to negotiate
alternative fees on a client-by-client basis. Client facts, circumstances and needs are considered in determining
the fee schedule. These factors include the complexity of the client, assets to be placed under management,
anticipated future additional assets, related accounts, portfolio style, account composition, reports, among others.
The specific annual fee schedule is identified in the contract between the adviser and the client. Fees are assessed
on all assets under management, including securities, cash and money market balances. When invested in a
managed model there is typically a small percentage invested in cash as part of that model (i.e., 1%). That “cash”
will be included in the AUM fee. See Additional Fees and Expenses below for additional details.

In limited circumstances, our fees and the timing of the fee payments may be negotiated. For example, an
employee’s family related account may be charged a reduced fee for our services.

Fees are based on a percentage of assets under management. Fees are billed quarterly, in advance, based on the
market value of the account(s) on the last day of the prior quarter. All fees for new clients are charged on a pro rata
basis, based on the actual number of days under management during the quarter.

At our discretion, we will aggregate asset amounts in accounts from your same household together to determine
the advisory fee for all your accounts. We could do this, for example, where we also service accounts on behalf of
your minor children, individual and joint accounts for a spouse, and/or other types of related accounts. This
consolidation practice is designed to allow you the benefit of an increased asset total, which could potentially cause
your account(s) to be assessed a lower advisory fee based on the asset levels available in our fee schedule.

The independent qualified custodian holding your funds and securities will debit your account directly for the
advisory fee and pay that fee to us. Written authorization will be required from you authorizing the fees to be paid
directly from your account held by the qualified custodian. Further, the qualified custodian agrees to deliver an
account statement at least quarterly directly to you indicating all the amounts deducted from the account including
our advisory fees. At our discretion, you may pay the advisory fees by check. You are encouraged to review your
account statements for accuracy.

                           215 West Oak Street, Suite 1100, Fort Collins, CO 80521 | Telephone: 970-837-3088

                                                FORM ADV 2A Brochure – February 2026

A client Agreement may be canceled at any time, by either party, for any reason upon receipt of 30 days written
notice. Upon termination, all fees are charged on a pro rata basis, based on the actual number of days under
management during the quarter. Upon termination, you are responsible for monitoring the securities in your
account, and we will have no further obligation to act or advise with respect to those assets.
Financial Planning Service Fees
For clients engaged in our investment management services, our financial planning services are included in advisory
fees described above. For clients engaged with our Firm for financial planning services only, financial planning is
outlined under a separate agreement with its own fee. The fee will be determined based on factors including, the
complexity of the Client’s financial situation, the number of financial planning services agreed upon, along with the
deliverables provided to the Client by the Adviser. Our stand-alone financial planning fee will be agreed to in advance
of services being performed and negotiated with the Client. The fixed fees range from $2,500 to $10,000. The specific
fee for a Client’s financial plan will be discussed with the Client and specified in the Client’s financial planning
agreement with Synergy Capital. If the Client chooses to terminate the financial planning agreement, they must
provide Synergy Capital notice within 30 days of the signing of the agreement.

The time to create and complete a financial plan will vary and depend on a number of factors, including the Client
having provided all the necessary and requested information, but typically Synergy Capital will be ready to present
a plan between 60 and 90 days from the commencement date of the project. Fees are billed and payable at the time
the financial plan is delivered to the Client.

If Client chooses to terminate the financial planning agreement by providing us with written notice. Upon
termination, fees will be prorated to the date of termination and any earned portion of the fee will be billed to you
based on the hours that our firm has spent on creating your financial plan prior to termination. The hourly rate used
for this purpose is $300/hour. The hourly rate would be stated in your executed Financial Planning Agreement.

We will not require prepayment of more than $1200 in fees per client, six (6) or more months in advance of providing
any services. In no case are our fees based on, or related to, the performance of your funds or investments.

                           215 West Oak Street, Suite 1100, Fort Collins, CO 80521 | Telephone: 970-837-3088

                                                FORM ADV 2A Brochure – February 2026

SMA Sub-Adviser (“SMA”) Fees
...

ITEM 7 - TYPES OF CLIENTS

We provide advisory services to the following types of clients:

   •   Municipalities;

   •   Corporations or other businesses;

   •   High net worth individuals;

   •   Pension, profit sharing plans, and 401k plans;

   •   Trusts and Foundations; and

   •   Estates

Synergy Capital requires an initial minimum portfolio value of $1,000,000 for new investment advisory clients. In
limited circumstances, this minimum portfolio value requirement is negotiable.

                           215 West Oak Street, Suite 1100, Fort Collins, CO 80521 | Telephone: 970-837-3088

                                                FORM ADV 2A Brochure – February 2026