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| Happy Holidays!! thanks for using AUM13F!! |
| Synergy Fund Management Group Limited
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| CRD # | 168167 |
| SEC # | 801-112597 |
| CIK # | |
| AUM | $453.4 M (2025-03-28) |
| Employees | 8 (50% Investors, 0% Brokers) |
| Phone | 85228516772 |
| Address | 11/F, Club Lusitano Building Central, Hong Kong |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Synergy Asia Opportunistic Fund | 2025-03-28 | 18.1 | |
| HF | Synergy Asia Market Neutral Master Fund | [2020-03-24] | 4.2 | 44.7 |
| HF | Synergy Global Market Neutral Master Fund | [2017-02-16] | 3.7 | 71.9 |
| HF | Synergy Global Fund | [2015-07-29] | 0.2 | 90.5 |
| HF | Acuity Asia Pacific Fund | [2013-12-05] | 2.0 | 21.5 |
| HF | Synergy Asia Master Fund | [2013-12-05] | 120.4 | 47.6 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 7 | 290.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 123.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 39.5 |
| (n) Other | 0 | 0.0 |
| Total | 11 | 453.4 |
| By Discretionary | ||
| Discretionary | 7 | 290.7 |
| Non-Discretionary | 4 | 162.8 |
| Total | 11 | 453.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 313.6 | |
| United States Persons | 139.8 | |
| Total | 11 | 453.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Patrick Harrigan | 134 | ||
| Richard Coles | 55 | ||
| Rebecca Tsang | 8 | ||
| Synergy Fund Management Group Limited | 8 | ||
| Sau Han Eliza Lau | 8 | ||
| James Newman | 7 | ||
| Eliza Sau Han Lau | 5 | ||
| David Pao | 5 | ||
| Synergy Fund Management Group Cayman Limited | 5 | ||
| Kwok Kee Lau | 4 | ||
| Eliza Lau | 2 | ||
| Acuity Fund Management Group Cayman Limited | 1 | ||
| Yeh Li Chai | 1 | ||
| Kowk Kee Lau | 1 |
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|---|---|---|
|
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MA | 0.5 |
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TX | 0.5 |
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FL | 0.5 |
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Bulldog Investors LLP
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NJ | 0.5 |
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Pinnacle Holdings LLC
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OK | 0.5 |
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United American Securities Inc
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NY | 0.4 |
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One Oak Capital Management LLC
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NY | 0.4 |
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LDR Capital Management LLC
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NY | 0.4 |
|
Defender Capital LLC
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|
NC | 0.4 |
|
Reservoir Operations LP
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|
NY | 0.4 |