TAPP Engine Advisors LLC

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TAPP Engine Advisors LLC
CRD #311303
SEC #801-121728
CIK #
AUM
Employees 3 (67% Investors, 67% Brokers)
Fees
Minimum
Phone617-221-6545
Address1400 Hancock Street
Quincy, MA 02169
Source [IAPD] [Website] [LinkedIn]
Total AUM ($)
151296302011201620212026
Fees and Compensation — Form ADV Part 2A (3/3/2025) [Brochure]
Item 5: Fees and Compensation

A. Fee Schedule

Robo-Advisory Portfolio Management Services Fees

        Total Assets Under Management         Annual Fees
        $1,000 - AND UP                       0.60%

TAPP uses an average of the daily balance in the client's account throughout the billing
period, after taking into account deposits and withdrawals, for purposes of determining
the market value of the assets upon which the advisory fee is based.

TAPP may also charge a monthly account fee of $1 to $5 per month to cover administrative
fees.

These fees are generally negotiable and the final fee schedule will be memorialized in the
client’s advisory agreement. Clients may terminate the agreement without penalty for a
full refund of TAPP's fees within five business days of signing the Investment Advisory
Contract. Thereafter, clients may terminate the Investment Advisory Contract
immediately upon written notice.

B. Payment of Fees

Payment of Robo-Advisory Portfolio Management Fees

Asset-based portfolio management fees are withdrawn directly from the client's accounts
with client's written authorization on a monthly basis. Fees are paid in arrears.

       C. Client Responsibility For Third Party Fees

       Clients are responsible for the payment of all third party fees (i.e. custodian fees,
       brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
       distinct from the fees and expenses charged by TAPP. Please see Item 12 of this brochure
       regarding broker-dealer/custodian.

       D. Prepayment of Fees

       TAPP collects its fees in arrears. It does not collect fees in advance.

       E. Outside Compensation For the Sale of Securities to Clients

       Tosin Osunsanya and David Joseph Kenny in their outside business activities (see Item 10
       below) is licensed to accept compensation for the sale of investment products to TAPP
       clients. This presents a conflict of interest and gives the supervised person an incentive to
       recommend products based on the compensation received rather than on the client’s
       needs. When recommending the sale of securities or investment products for which the
       supervised persons receives compensation, TAPP will document the conflict of interest in
       the client file and inform the client of the conflict of interest. Clients always have the right
       to decide whether to purchase TAPP -recommended products and, if purchasing, have
       the right to purchase those products through other brokers or agents that are not affiliated
       with TAPP.

       Commissions are not TAPP’s primary source of compensation for advisory services.
       Advisory fees that are charged to clients are not reduced to offset the commissions or
       markups on securities or investment products recommended to clients.
Account Minimums and Types of Clients — Form ADV Part 2A (3/3/2025) [Brochure]
Item 7: Types of Clients

TAPP generally provides advisory services to the following types of clients:

       ❖      Individuals
       ❖      High-Net-Worth Individuals
       ❖      Corporations or Business Entities

There is an account minimum of $1,000, which may be waived by TAPP in its discretion.
AUM Breakdown Accounts AUM ($)
By Client Type
(a) Individuals (other than high net worth individuals) 1 15.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 15.0
By Discretionary
Discretionary 1 15.0
Non-Discretionary 0 0.0
Total 1 15.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 15.0
Total 1 15.0
Firm Profile (Form ADV)
ServesRetail
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