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| Tectonic Investments LLC
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| CRD # | 170042 |
| SEC # | 802-79275 |
| CIK # | 0001766526 |
| AUM | |
| Employees | |
| Phone | 610-726-1336 |
| Address | 201 King of Prussia Rd Radnor, PA 19087 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Tectonic LP | [2014-02-21] | 4.2 M | 4.0 M |
| Filed 2013-11-07 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.0 | |
| Total | 0 | 0.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Karl Richter | Executive Officer | 3 | 3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001766526] | |
| 10-Q | [0001766526] | |
| 3 | [0001766526] | |
| 4 | [0001766526] | |
| 8-K | [0001766526] | |
| D | [0001766526] | |
| SC 13D | [0001766526] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Sherman A HAAG | Tectonic Financial Inc | [2020-02-14] |
| Firm Profile (Form ADV) | |
|---|---|
| Fund Types | Hedge Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Tectonic Financial Inc TECTP
Series B Non-Cumulative Perpetual Preferred Stock
|
2026-02-17 | Other | 29,967 | $10.00 | 299,670 |
|
Tectonic Financial Inc TECTP
Series B Non-Cumulative Perpetual Preferred Stock
|
2026-02-17 | Other | 5,000 | $10.00 | 50,000 |
|
Tectonic Financial Inc TECTP
Series B Non-Cumulative Perpetual Preferred Stock
|
2026-02-17 | Other | 2,500 | $10.00 | 25,000 |
|
Tectonic Financial Inc TECTP
Series B Non-Cumulative Perpetual Preferred Stock
|
2026-02-17 | Other | 2,500 | $10.00 | 25,000 |
|
Tectonic Financial Inc TECTP
Common Stock
|
2026-01-05 | Sell | 170,480 | $23.78 | 4,054,014 |
|
Tectonic Financial Inc TECTP
Common Stock
|
2026-01-05 | Grant | 5,000 | $0.00 | |
|
Tectonic Financial Inc TECTP
Common Stock
|
2026-01-05 | Sell | 2,000 | $5.70 | 11,400 |
|
Tectonic Financial Inc TECTP
Common Stock
|
2026-01-05 | Sell | 20,000 | $5.70 | 114,000 |
|
Tectonic Financial Inc TECTP
Common Stock
|
2026-01-05 | Sell | 170,480 | $23.78 | 4,054,014 |
|
Tectonic Financial Inc TECTP
Common Stock
|
2026-01-05 | Sell | 2,000 | $5.70 | 11,400 |
|
Tectonic Financial Inc TECTP
Series B Non-Cumulative Perpetual Preferred Stock
|
2024-12-02 | Sell | 2,000 | $10.31 | 20,620 |
|
Tectonic Financial Inc TECTP
Series B Non-Cumulative Perpetual Preferred Stock
|
2024-11-26 | Sell | 5,000 | $10.33 | 51,650 |
|
Tectonic Financial Inc TECTP
Series B Non-Cumulative Perpetual Preferred Stock
|
2023-11-17 | Buy | 1,000 | $10.10 | 10,100 |
|
Tectonic Financial Inc TECTP
Series B Non-Cumulative Perpetual Preferred Stock
|
2023-08-18 | Buy | 1,000 | $10.15 | 10,150 |
|
Tectonic Financial Inc TECTP
Series B Non-Cumulative Perpetual Preferred Stock
|
2023-08-18 | Buy | 1,000 | $10.14 | 10,140 |
|
Tectonic Financial Inc TECTP
Series B Non-Cumulative Perpetual Preferred Stock
|
2023-05-18 | Buy | 1,000 | $10.11 | 10,110 |
|
Tectonic Financial Inc TECTP
Series B Non-Cumulative Perpetual Preferred Stock
|
2023-05-18 | Buy | 1,000 | $10.19 | 10,190 |
|
Tectonic Financial Inc TECTP
Series B Non-Cumulative Perpetual Preferred Stock
|
2022-11-17 | Buy | 1,000 | $10.34 | 10,340 |
|
Tectonic Financial Inc TECTP
Series B Non-Cumulative Perpetual Preferred Stock
|
2022-06-07 | Buy | 10,000 | $10.48 | 104,800 |
|
Tectonic Financial Inc TECTP
Series B Non-Cumulative Perpetual Preferred Stock
|
2022-06-02 | Buy | 390 | $10.45 | 4,075 |
| showing 20 of 48 most recent transactions | |||||