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| The Caprock Group LLC
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| CRD # | 124272 |
| SEC # | 801-61642 |
| CIK # | 0001610769 |
| AUM | 12.48 B (2026-03-26) |
| Employees | 67 (57% Investors, 0% Brokers) |
| Phone | 208-368-9600 |
| Address | 800 West Main Street Boise, ID 83702 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 0.2 | ||
| Apple Inc | 0.1 | ||
| Sentinelone Inc | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Lilly Eli & Co | 0.1 | ||
| Equity Lifestyle Properties Inc | 0.1 | ||
| Facebook Inc | 0.1 | ||
| Liquidia Corp | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | TCG Partners Fund I LLC | 2013-03-26 | 3.3 M | |
| PE | TCG Real Estate Debt Financing Fund I Founder LLC | [2012-03-28] | 11.4 M | |
| Offered $50,000,000 · Filed 2010-03-03 (D/A) · Exemption 506 · Minimum $250,000 · Remaining $38,550,000 · Duration More than one year · Net Assets $25,000,001 - $50,000,000 | ||||
| PE | TCG Real Estate Debt Financing Fund I LLC | [2012-03-28] | 11.4 M | 14.2 M |
| Offered $50,000,000 · Filed 2010-03-03 (D/A) · Exemption 506 · Minimum $250,000 · Remaining $38,550,000 · Duration More than one year · Net Assets $25,000,001 - $50,000,000 | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 22 | 0.0 |
| (b) Individuals (high net worth individuals) | 398 | 11.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 16 | 1.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 436 | 12.5 |
| By Discretionary | ||
| Discretionary | 434 | 12.2 |
| Non-Discretionary | 2 | 0.2 |
| Total | 436 | 12.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 12.5 | |
| Total | 436 | 12.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Mark Gustafson | Executive Officer | 6 | 2 | |
| A Olson | Executive Officer | 2 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001610769] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.6B |
| Clients | 436 |
| Serves | Institutional, Retail |
| Fund Types | Private Equity |
| Comparable Firms | State | AUM |
|---|---|---|
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Champlain Investment Partners LLC
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Hantz Financial Services Inc
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Welch & Forbes LLC
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TX | 9,101.7 M |
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Nicholas Hoffman & Company LLC
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GA | 8,262.5 M |
|
Weitz Investment Management Inc
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NE | 8,079.9 M |
|
Northside Capital Management LLC
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OR | 6,942.2 M |