The Fauser Group LLC

Item 5: Fees & Compensation

    Compensation for Our Advisory Services

    Comprehensive Investment Advisory:

                       Assets Under Management          Annual Percentage of Assets Charge
                            $0 to $249,999.99                        1.50%
                        $250,000 to $499,999.99                      1.25%
                        $500,000 to $999,999.99                      1.00%
                       $1,000,000 to $2,499,999.99                   0.85%
                        $2,500,000 to $5,000,000                     0.70%

    Fees on assets in excess of $5,000,000 are negotiated. Fees to be assessed will be outlined in the
    advisory agreement to be signed by the client. Annualized fees are billed on a pro-rata basis monthly
    in arrears based on the value of the account(s) on the time-weighted daily average of the previous
    month. Fees are negotiable and will be deducted from client account(s). Adjustments will be made
    for deposits and withdrawals during the month. Our firm bills on cash unless indicated otherwise in
    writing. Our firm does not offer direct billing as an option.

         a) Clients must provide our firm with written authorization permitting direct payment of
            advisory fees from their account(s) maintained by a custodian who is independent of our
            firm;
         b) Each time a fee is directly deducted from the Clients account(s) our firm sends an invoice to
            the client showing the fee amount, the value of the assets upon which the fee is based, and
            the specific manner in which the fee is calculated as well as disclosing that it is the client’s
            responsibility to verify the accuracy of fee calculation, and that the custodian does not
            determine its accuracy; and
         c) The account custodian sends a statement to the client, at least quarterly, showing all account
            disbursements, including advisory fees.

ADV Part 2A – Firm Brochure                          Page 6                                   The Fauser Group, LLC

    Asset Management:

                       Assets Under Management          Annual Percentage of Assets Charge
                            $0 to $249,999.99                        1.25%
                        $250,000 to $499,999.99                      1.20%
                        $500,000 to $999,999.99                      0.90%
                       $1,000,000 to $2,499,999.99                   0.70%
                        $2,500,000 to $5,000,000                     0.50%

    Fees on assets in excess of $5,000,000 are negotiated. Fees to be assessed will be outlined in the
    advisory agreement to be signed by the client. Annualized fees are billed on a pro-rata basis monthly
    in arrears based on the value of the account(s) on the time-weighted daily average of the previous
    month. Fees are negotiable and will be deducted from client account(s). Adjustments will be made
    for deposits and withdrawals during the quarter. Our firm does not offer direct billing as an option.

         a) The client’s independent custodian sends statements at least quarterly showing the market
            values for each security included in the Assets and all account disbursements, including the
            amount of the advisory fees paid to our firm;
         b) Clients will provide authorization permitting our firm to be directly paid by these terms. Our
            firm will send an invoice directly to the custodian; and
         c) If our firm sends a copy of our invoice to the client, a legend urging the comparison of
            information provided in our statement with those from the qualified custodian will be
            included.

    Financial Planning & Consulting:

    Our firm charges on an hourly or flat fee basis for financial planning and consulting services. The
    maximum hourly fee to be charged will not exceed $300. Flat fees range from $1,000 to $10,000. Our
    firm requires a retainer of 50% of the ultimate financial planning or consulting fee at the time of
    signing. The total estimated fee, as well as the ultimate fee charged, is based on the scope and
    complexity of our engagement with the client. $1,000 would be for a simple case with one or two
    services. $10,000 would be for a complex case with multiple services. The price range is based on
    the complexity of the client’s situation and the number of services to be provided. The more complex
    the case (typically higher net worth clients) and more services provided, the higher the fee. The
    remainder of the fee will be directly billed to the client and due within 30 days of a financial plan
    being delivered or consultation rendered. The client’s invoice will include the fee charged, the
    formula used to calculate the fee(s) and the time period covered by the fee(s). Our firm will not
    require a retainer exceeding $1,200 when services cannot be rendered within 6 months.

    Other Types of Fees & Expenses

    Clients will incur transaction charges for trades executed in their accounts. These transaction fees
    are separate from our firm’s advisory fees and will be disclosed by the chosen custodian. Charles
    Schwab & Co., Inc., (“Charles Schwab”), does not charge transaction fees for U.S. listed equities and
    exchange traded funds.

    Clients may also pay charges imposed directly by a mutual fund, index fund, or exchange traded fund,
    which shall be disclosed in the fund’s prospectus (i.e., fund management fees, initial or deferred sales
    charges, mutual fund sales loads, 12b-1 fees, surrender charges, variable annuity fees, IRA and

ADV Part 2A – Firm Brochure                          Page 7                                   The Fauser Group, LLC

    qualified retirement plan fees, and other fund expenses). Our firm does not receive a portion of these
    fees.
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Item 7: Types of Clients & Account Requirements

    Our firm works with Individuals and High Net Worth Individuals.

    Our firm has a current minimum household requirement balance of $500,000; however, the
    household minimum balance is negotiable at the firm’s discretion.