The Harbinger Group JV

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The Harbinger Group JV
CRD #110440
SEC #801-45421
CIK #
AUM
Employees
Fees
Minimum
Phone205-987-5500
Address2100 Third Avenue North, Ste 600
Birmingham, AL 35203
Source [IAPD] [Website]
Total AUM ($M)
16012896643202001200920172025
Fees and Compensation — Form ADV Part 2A (3/14/2017) [Brochure]
Item 5 Fees and Compensation

The Fund entered into an advisory agreement with Registrant pursuant to which Registrant receives a
management fee as well as a performance-based fee. The management fee is 1.50% per year, is
generally payable quarterly in advance and is based either on total Fund assets or each investor’s
committed capital. The performance fee is generally 20% of the net profit each year of the Fund or the
net appreciation of each investor’s capital account, as the case may be. Any performance fee charged to
the Fund complies with the requirements of Section 205 of the Investment Advisers Act of 1940
(“Advisers Act”) and the applicable rules thereunder.
Account Minimums and Types of Clients — Form ADV Part 2A (3/14/2017) [Brochure]
Item 7 Types of Clients

Registrant provides investment advice to a private investment company that is organized as a limited
liability company.
Type Form D Funds Date Sold AUM
Other Harbinger Independent Power Fund I LLC 2012-03-20 0.2 M
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 0.2
By Discretionary
Discretionary 1 0.2
Non-Discretionary 0 0.0
Total 1 0.2
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.2
Total 1 0.2
Firm Profile (Form ADV)
ServesInstitutional
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