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| The Tokarz Group Advisers LLC
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|---|---|
| CRD # | 141577 |
| SEC # | 801-67221 |
| CIK # | 0001379846 |
| AUM | |
| Employees | 4 (50% Investors, 0% Brokers) |
| Phone | 914-701-0310 |
| Address | 287 Bowman Avenue Purchase, NY 10577 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | TTGA SBIC Pioneer Fund I LP | [2022-03-30] | 60.5 M | 118.1 M |
| Offered $75,000,000 · Filed 2021-06-17 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $14,500,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | TTGA C-1 MMF LP | 2018-03-29 | 13.4 M | |
| PE | MVC Private Equity Fund LP | [2012-03-28] | 31.3 M | |
| Offered $250,000,000 · Filed 2010-10-28 (D) · Exemption 506, 3(c), 3(c)(1) · Remaining $250,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 31.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 31.3 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 1 | 31.3 |
| Total | 1 | 31.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 31.3 | |
| Total | 1 | 31.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| David Williams | Executive Officer | 102 | 4 | |
| Harrison Mullin | Executive Officer | 2 | 2 | |
| The Tokarz Group Advisers LLC | Executive Officer | 2 | 2 | |
| Ttga Sbic Pioneer GP LLC | Executive Officer | 1 | 1 | |
| James Pinto | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001379846] | |
| 4 | [0001379846] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.5B |
| Serves | Institutional |
| Fund Types | Private Equity |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Tokarz Group Advisers LLC | |
| Equus Total Return Inc |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Equus Total Return Inc EQS
Common Stock, par value $0.001 per share
|
2020-07-16 | Sell | 3,228,024 | $1.17 | 3,776,788 |
|
Equus Total Return Inc EQS
Common Stock, par value $0.001 per share
|
2019-08-12 | Sell | 608,310 | $1.62 | 985,462 |
|
Equus Total Return Inc EQS
Common Stock, par value $0.001 per share
|
2019-07-29 | Sell | 608,310 | $1.70 | 1,034,127 |
|
Equus Total Return Inc EQS
Common Stock, par value $0.001 per share
|
2019-07-26 | Other | 608,310 | $1.70 | 1,034,127 |
|
Equus Total Return Inc EQS
Common Stock, par value $0.001 per share
|
2019-07-26 | Other | 608,310 | $1.70 | 1,034,127 |
|
Equus Total Return Inc EQS
Common Stock, par value $0.001 per share
|
2019-07-24 | Sell | 608,310 | $1.70 | 1,034,127 |
|
Equus Total Return Inc EQS
Common Stock, par value $0.001 per share
|
2019-07-24 | Sell | 608,310 | $1.70 | 1,034,127 |
|
Equus Total Return Inc EQS
Common Stock
|
2014-06-12 | Buy | 970,087 | $2.45 | 2,376,713 |
|
Equus Total Return Inc EQS
Common Stock
|
2014-06-03 | Buy | 850,000 | $2.40 | 2,040,000 |
|
Equus Total Return Inc EQS
Common Stock
|
2014-05-21 | Buy | 512,557 | $2.40 | 1,230,137 |