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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| The Tokarz Group Advisers LLC
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|---|---|
| CRD # | 141577 |
| SEC # | 801-67221 |
| CIK # | 0001379846 |
| AUM | $31.3 M (2025-03-28) |
| Employees | 4 (50% Investors, 0% Brokers) |
| Phone | 914-701-0310 |
| Address | 287 Bowman Avenue Purchase, NY 10577 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | TTGA SBIC Pioneer Fund I LP | [2022-03-30] | 60.5 | 118.1 |
| Other | TTGA C-1 MMF LP | 2018-03-29 | 13.4 | |
| PE | MVC Private Equity Fund LP | [2012-03-28] | 0.0 | 31.3 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 31.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 31.3 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 1 | 31.3 |
| Total | 1 | 31.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 31.3 | |
| Total | 1 | 31.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| David Williams | 95 | ||
| Harrison Mullin | 2 | ||
| The Tokarz Group Advisers LLC | 2 | ||
| TTGA SBIC Pioneer GP LLC | 1 | ||
| James Pinto | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 3 | [0001379846] | |
| 4 | [0001379846] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Equus Total Return Inc | |
| Tokarz Group Advisers LLC |
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