|
⚲
|
| Keyboard |
| Thomas Weisel Capital Management LLC
✚
|
|
|---|---|
| CRD # | 108696 |
| SEC # | 801-56739 |
| CIK # | 0001545785 |
| AUM | |
| Employees | 9 (11% Investors, 33% Brokers) |
| Fees | |
| Minimum | |
| Phone | 415-364-2500 |
| Address | One Montgomery Street San Francisco, CA 94104 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.4 | ||
| Johnson & Johnson | 0.3 | ||
| Microsoft Corp | 0.3 | ||
| Verizon Communications Inc | 0.2 | ||
| Cisco Systems Inc | 0.2 | ||
| General Electric Co | 0.2 | ||
| Wells Fargo & Co/MN | 0.2 | ||
| J P Morgan Chase & Co | 0.2 | ||
| CVS Caremark Corp | 0.2 | ||
| Pfizer Inc | 0.2 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| VC | Thomas Weisel Healthcare Venture Partners LP | 2013-02-08 | 16.3 M | |
| PE | Tailwind Capital Partners 1999 LP | 2012-03-30 | 0.1 M | |
| PE | Tailwind Capital Partners 2000 LP | 2012-03-30 | 0.0 M | |
| PE | Thomas Weisel Capital Partners Employee Fund LP | 2012-03-30 | 0.4 M | |
| PE | Thomas Weisel Strategic Opportunities Partners LP | 2012-03-30 | 7.6 M | |
| VC | Thomas Weisel Venture Partners Employee Fund LP | 2012-03-30 | 0.5 M | |
| VC | Thomas Weisel Venture Partners LP | 2012-03-30 | 57.9 M | |
| PE | TWP 2001 Co-Investment Fund LP | 2012-03-30 | 0.3 M | |
| VC | Vcfif Employee Fund LP F/K/A Thomas Weisel Global Growth Partners Employee Fund LP | 2012-03-30 | 0.4 M | |
| VC | Vcfof A LP F/K/A Thomas Weisel Global Growth Partners A LP | 2012-03-30 | 0.7 M | |
| VC | Vcfof B LP F/K/A Thomas Weisel Global Growth Partners B LP | 2012-03-30 | 2.2 M |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 0.0 |
| By Discretionary | ||
| Discretionary | 3 | 0.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 0.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.0 | |
| Total | 3 | 0.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001545785] | |
| 3 | [0001545785] | |
| 4 | [0001545785] | |
| SC 13G | [0001545785] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Thomas Weisel Capital Management LLC | Control4 Corp | [2014-02-14] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.5B |
| Serves | Institutional |
| Fund Types | Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Control4 Corp CTRL
Common Stock
|
2014-02-26 | Other | 32,459 | $0.00 | |
|
Control4 Corp CTRL
Common Stock
|
2014-02-26 | Other | 5,555 | $0.00 | |
|
Control4 Corp CTRL
Common Stock
|
2014-02-26 | Other | 669,445 | $0.00 | |
|
Control4 Corp CTRL
Common Stock
|
2014-02-26 | Other | 197 | $0.00 | |
|
Control4 Corp CTRL
Series G Convertible Preferred Stock · derivative
|
2013-08-07 | Conversion | 107,136 | $0.00 | |
|
Control4 Corp CTRL
Series B Convertible Preferred Stock · derivative
|
2013-08-07 | Conversion | 9,838 | $0.00 | |
|
Control4 Corp CTRL
Series B Convertible Preferred Stock · derivative
|
2013-08-07 | Conversion | 1,172,865 | $0.00 | |
|
Control4 Corp CTRL
Series C Convertible Preferred Stock · derivative
|
2013-08-07 | Conversion | 2,959 | $0.00 | |
|
Control4 Corp CTRL
Series A Convertible Preferred Stock · derivative
|
2013-08-07 | Conversion | 858,172 | $0.00 | |
|
Control4 Corp CTRL
Series D Convertible Preferred Stock · derivative
|
2013-08-07 | Conversion | 2,450 | $0.00 | |
|
Control4 Corp CTRL
Series C Convertible Preferred Stock · derivative
|
2013-08-07 | Conversion | 366,996 | $0.00 | |
|
Control4 Corp CTRL
Common Stock
|
2013-08-07 | Conversion | 24,031 | ||
|
Control4 Corp CTRL
Common Stock
|
2013-08-07 | Conversion | 2,896,199 | ||
|
Control4 Corp CTRL
Series E Convertible Preferred Stock · derivative
|
2013-08-07 | Conversion | 87,109 | $0.00 | |
|
Control4 Corp CTRL
Series E Convertible Preferred Stock · derivative
|
2013-08-07 | Conversion | 702 | $0.00 | |
|
Control4 Corp CTRL
Series D Convertible Preferred Stock · derivative
|
2013-08-07 | Conversion | 303,921 | $0.00 | |
|
Control4 Corp CTRL
Series G Convertible Preferred Stock · derivative
|
2013-08-07 | Conversion | 870 | $0.00 | |
|
Control4 Corp CTRL
Series A Convertible Preferred Stock · derivative
|
2013-08-07 | Conversion | 7,212 | $0.00 | |
|
Vocera Communications Inc VCRA
Series E Convertible Preferred Stock · derivative
|
2012-04-02 | Conversion | 7,587 | ||
|
Vocera Communications Inc VCRA
Common Stock Purchase Warrant (Right to Buy) · derivative
|
2012-04-02 | Conversion | 98 | ||
| showing 20 of 24 most recent transactions | |||||