Trademark Capital Management Inc

Item 5 - Fees and Compensation

General Fee Information
Fees paid to us are exclusive of all custodial and transaction costs paid to your custodian, brokers or
other third-party consultants. Please see Item 12 – Brokerage Practices for additional information.
Fees paid to us are also separate and distinct from the fees and expenses charged by mutual funds,
ETFs (exchange traded funds), private funds or other investment pools to their shareholders
(generally including a management fee and fund expenses, as described in each fund’s prospectus or
offering materials). You should review all fees charged by funds, brokers, us and others to fully
understand the total amount of fees paid by you for investment and financial-related services.

Either party may terminate the Investment Advisory Agreement at any time, subject to any written
notice requirements in the agreement. In the event of termination, any paid but unearned fees will
be promptly refunded to you based on the number of days that the account was managed, and any
fees due us from you will be invoiced or deducted from your account prior to termination.

In the event that our advisory fees are due and your advisory account does not contain sufficient
funds to pay those advisory fees, we shall have authority to sell/redeem/liquidate securities held in
your portfolio, in sufficient amounts, to pay our then due advisory fees.

At any specific point in time, depending upon perceived or anticipated market conditions/events
(there being no guarantee that such anticipated market conditions/events will occur), we may
maintain cash positions for defensive purposes. All cash positions (money markets, etc.) shall be
included as part of assets under management for purposes of calculating our advisory fee.

When beneficial to you, individual fixed-income transactions may be effected through broker-dealers
other than the account custodian, in which event, you generally will incur both the transaction fee
charged by the executing broker-dealer and a “trade away” fee charged by the account custodian.

We do not use margin as an investment strategy. However, you may elect to borrow funds against
your investment portfolio. For accounts with a margin balance, you are assessed the management fee
based on the gross value of the assets in your account. In other words, your account value on which
the fee is calculated is not reduced by the margin balance. This could create a conflict of interest

where we may have an incentive to encourage the use of margin to maintain a higher market value
and therefore receive a higher fee.

Other Compensation
Certain individuals associated with us are also licensed insurance agents and as such, they are
entitled to receive commissions or other remuneration on the sale of insurance as well as other
products. A conflict of interest exists to the extent that we recommend the purchase of insurance
products where our supervised persons may be entitled to insurance commissions or other
additional compensation. Our policy is to disclose all forms of compensation before any such
transaction is executed. Under no circumstances will you pay both a commission to these individuals
and a management fee to us on the same pool of assets. Please see Item 10 – Other Financial
Industry Activities and Affiliations for more information.

                           INSTITUTIONAL ADVISORY SERVICES FEES
Sub-Advisory Services Fees
Fees for sub-advisory services are individually negotiated with each primary adviser and range up
to 0.70% based on a percentage of assets under management. Among other things, factors considered
when determining the fee include the strategy or strategies selected, aggregate number of client
accounts to managed, and aggregate amount of client assets to be managed.

When we serve as the investment manager to accounts of other advisers and investment
professionals (i.e., the primary advisers), there are three components that comprise the fee/pricing
structure: the primary adviser’s management fee, our management fee, and the broker-dealer’s fee
for brokerage and custody services. Sub-advised clients should see their primary adviser’s Form ADV
Part 2A for more information regarding its fees, as fees will vary by adviser. For brokerage and
custody services, the broker-dealer will charge a transaction fee on trades executed in your account
and may also charge custodial and other fees.

Payment arrangements, including the timing (in advance or arears), frequency (monthly or quarterly,
proration of asset flows (deposits and withdrawals), and billing procedures (invoicing or deduction
of fees), will be agreed upon by us and the Primary Adviser. The specific manner in which advisory
fees are charged by us will be established in the Primary Adviser’s agreement with us, as applicable
to each arrangement.

Model Portfolio Fees
When an adviser enrolls a client in a TCM model on a Program platform, the client will pay our model
provider fee, their adviser’s management fee, and the Program fee, which includes custodial,
transaction and administration fees. Our fee may range up to 0.75% annually in these arrangements.
The account application and/or contract the client executes to participate in the Program(s) will
detail all applicable fees as well as the timing and manner of fee collection. We reserve the right to
negotiate model provision fees with a client’s adviser based on the adviser’s total client assets
enrolled in TCM models on the Program platform. Program fees vary by platform.

Retirement Plan Advisory Fees
TCM will require each Plan Client to make a selection of services in writing as part of the Retirement
Plan Advisory Agreement(s) (the “Plan Agreement”), which sets forth the rights and obligations of
TCM and the client. Fees for Retirement Plan Advisory Services will be negotiated prior to the signing
of the Plan Agreement with the plan sponsor or named fiduciary on a case-by-case basis.
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Item 7 - Types of Clients

We serve individuals, pension and profit-sharing plans, charitable organizations, estates and trusts
and pooled investment vehicles. We do not generally impose a minimum portfolio value for
conventional wealth management services or a minimum fee.

We may, at our discretion, make exceptions to the foregoing or negotiate special fee arrangements
where we deem it appropriate under the circumstances.

We also manage certain accounts for our employees and their family members, and the principal
owners, their family members and certain employees and their family members have investments in
the Affiliated Funds. Such accounts/investments are treated like other client accounts or investors
including portfolio management and trading decisions. TCM maintains portfolio management and
trading policies and procedures designed to address conflicts of interest associated with these
accounts and ensure that all client accounts are treated fairly over time.