Tradition Wealth Management LLC

Item 5 - FEES AND COMPENSATION

Compensation for Advisory Services
Tradition Wealth receives fees from TWM model portfolios, third-party asset managers, and fixed or hourly
fees for financial planning.

Tradition Wealth Asset Management Program
Fees are negotiable depending on the size and complexity of your account(s) and are not based on a share of
capital gains upon or capital appreciation of the funds or any portion of the funds. Furthermore, advisory fees
will vary by Advisory Representative and may be based on experience or education. However, fees will not
exceed the fee schedule below.

You may make additions to the Account or withdrawals from the Account. There will be adjustments of
advisory fees for additional deposits or partial withdrawals as described below in Method of Billing. In
addition, fee adjustments may be made on those accounts where fees are paid in advance subject to Tradition
Wealth’s determination. Such determination will be made based on the size of the account and amount of
deposit or withdrawal or request of the client. Additional fees are negotiable. No fee adjustments will be
made for Account appreciation or depreciation.

Tradition Wealth may charge an initial set-up fee in addition to a quarterly fee. The initial set-up fee is a one-
time fee and is billed with the first billing. The set-up fee may differ from client to client depending on the
size of the account, complexity of establishing the account, and whether the client participated in financial
planning. The maximum set up fee is $500.

The maximum fee schedule is as follows:

                             Account Size                              Annual Fee
            $0 to $250,000                                               2.00 %
            $250,001 to $500,000                                         1.75 %
            $500,001 and above                                           1.50 %

June 2026

                                 TRADITION WEALTH MANAGEMENT, LLC

Tradition Wealth aggregates or households all of your managed accounts together to determine your
quarterly fee. For example, if you have four managed accounts with a value as of the just completed calendar
quarter of: $101,569.40, $55,498.46, $675,879.50, and $74,301.12 with a total value of $907,248.48, you will
not pay a fee on the managed accounts greater than 1.5%.

Tradition Wealth may change the above fee schedule upon 30-days prior written notice to you.

Financial Planning Consulting Services
You are advised that fees for planning services are strictly for planning services. Therefore, you may pay fees
and/or commissions for additional services obtained such as asset management or products purchased such
as securities or insurance.

Fees are negotiable. Your fees will be dependent on several factors including time spent with Tradition
Wealth, number of meetings, complexity of your situation, amount of research, services requested and staff
resources. Services are offered on an hourly and fixed fee basis. Generally, defined planning services are
provided a fixed fee. You will be given a quote prior to entering into an advisory agreement. Undefined
services or consulting services are generally offered on an hourly fee basis. To the extent possible, you will be
provided an estimate of the anticipated time required to provide the services requested. Based on the client’s
individual financial situation and personal and/or business objectives, financial planning services may be
provided in separate phases with a different fee charged for each phase. The individual phases and applicable
fees are based on the various components of the planning process, such as data collection, definition of
objectives, and recommendations on specific areas of the plan.

            Fee Type          Maximum Fee                                     Payable
         Fixed Fee         $50,000                  One half (1/2) of the estimated fee is due upon execution
                                                    of the advisory agreement. The balance of the fee is due
                                                    upon delivery of the financial plan.
         Hourly Fee        $300 per hour            One half (1/2) of the estimated fee is due upon execution
                                                    of the advisory agreement. The balance of the fee or any
                                                    accumulated hourly fees in excess of the estimated fee is
                                                    due upon completion of the advisory services.

Termination Provisions
You may terminate hourly advisory services within five (5) business days after entering into the advisory
agreement without penalty. After five (5) business days of entering into the advisory agreement, you may
terminate upon Tradition Wealth’s receipt of your written notice to terminate. You will be responsible for
any time spent by Tradition Wealth based on the hourly rate of $300 per hour and for any travel costs incurred
by Tradition Wealth.

1031 Exchange Consulting
Upon implementation of the proposed 1031 Exchange Plan, Tradition Wealth will charge a one-time fee not
to exceed 5% of the assets (debt and equity) of the completed 1031 Exchange Plan which has resulted from
Tradition Wealth’s due diligence and assistance with various administrative tasks. Fees are based on the scope
and complexity of Tradition Wealth’s engagement with the client. Tradition Wealth’s consulting fees are
payable and due immediately upon the client’s implementation of the proposed 1031 Exchange Plan.
Tradition Wealth’s advisory relationship with the client typically ends upon implementation of the proposed
1031 Exchange Plan. As such, Tradition Wealth does not charge an ongoing fee for the amount invested in
1031 Exchange Plans.

June 2026

                                 TRADITION WEALTH MANAGEMENT, LLC

Third-Party Managed Programs
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Item 7 - TYPES OF CLIENTS

Tradition Wealth’s services are tailored toward high net worth individuals (i.e. clients with a net worth of
$1,500,000) as well as pension and profit sharing plans, and charitable organizations.

Account Minimums
Tradition Wealth managed portfolios do not require a minimum to open an account. Third-party programs
may have minimum account size requirements that may range from $100,000 and above. Minimum account
size requirements will vary from third-party manager to third-party manager.